SEC Form 4 · accession 0000831641-17-000136
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Carter
Officer — SVP, CORPORATE CONTROLLER
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 27, 2017 | M | 10,000 | $24.26 | A | 23,737 | D | |
| COMMON STOCKF1 | Nov 27, 2017 | S | 10,000 | $49.9233 | D | 13,737 | D | |
| COMMON STOCKF2 | Nov 27, 2017 | S | 2,694 | $49.9922 | D | 11,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3 | $24.26 | Nov 27, 2017 | M | 10,000 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 10,000 | 0 | D |
Explanation of responses
- F1$49.9233 is an average price. Shares were sold at prices ranging from $49.35 to $50.40 per share.
- F2$49.9922 is an average price. Shares were sold at prices ranging from $49.35 to $50.40 per share.
- F3The option was fully exercisable on November 16, 2016.