SEC Form 4 · accession 0000020629-17-000122
CSS INDUSTRIES INC · CSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca C Matthias
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000020629
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.10 par value)F1 | Nov 27, 2017 | M | 4,000 | $20.52 | A | 64,721 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call (Stock) OptionF2 | $20.52 | Nov 27, 2017 | M | 4,000 | D | Nov 30, 2013 | Nov 30, 2017 | Common Stock ($.10 par value) | 4,000 | 0 | D |
Explanation of responses
- F1Includes shares held solely by the reporting person and shares held jointly by the reporting person and the reporting person's spouse.
- F2Reflects 1st anniversary of the date of grant for options granted pursuant to a Rule 16b-3 plan. Subject to service-based vesting conditions, options are exercisable in installments of 25% of the optioned securities on and after the 1st anniversary of the date of grant and to the extent of an additional 25% of the optioned securities on and after the 2nd, 3rd and 4th anniversaries of the date of grant. To the extent not exercised, installments are cumulative.