SEC Form 4 · accession 0000109380-17-000248
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce K Alexander
Officer — Exec VP and · Other
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | S | 438 | $47.98 | D | 19,227 | D | |
| Common Stock | Nov 28, 2017 | S | 561 | $47.98 | D | 18,666 | D | |
| Common Stock | Nov 28, 2017 | S | 900 | $47.985 | D | 17,766 | D | |
| Common Stock | Nov 28, 2017 | M | 2,664 | $28.59 | A | 20,430 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $47.95 | D | 20,230 | D | |
| Common Stock | Nov 28, 2017 | S | 2,464 | $47.954 | D | 17,766 | D | |
| Common Stock | Nov 28, 2017 | M | 1,526 | $29.02 | A | 19,292 | D | |
| Common Stock | Nov 28, 2017 | S | 390 | $47.98 | D | 18,902 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $47.985 | D | 18,702 | D | |
| Common Stock | Nov 28, 2017 | S | 936 | $47.985 | D | 17,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Nov 28, 2017 | M | 2,664 | D | — | May 29, 2021 | Common Stock | 2,664 | 0 | D |
| Stock Option (right to buy) | $29.02 | Nov 28, 2017 | M | 1,526 | D | May 22, 2015 | May 21, 2022 | Common Stock | 1,526 | 5,169 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.