SEC Form 4 · accession 0001209191-17-062782
Capital Bank Financial Corp. · CBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Hodges
Director
Period of report
Nov 29, 2017
Accepted (ET)
Nov 29, 2017 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001479750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Nov 29, 2017 | M | 25,000 | $20.00 | A | 55,038 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Nov 29, 2017 | F | 12,225 | $40.90 | D | 42,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F2 | $20.00 | Nov 29, 2017 | M | 25,000 | D | — | Dec 22, 2019 | Class A Common Stock, par value $0.01 per share | 25,000 | 0 | D |
Explanation of responses
- F1An aggregate of 12,225 shares of Class A Common Stock, par value $0.01 per share, otherwise due to the Reporting Person as a result of the stock options exercises described herein were withheld to cover the exercise cost.
- F2Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.