SEC Form 4 · accession 0001209191-17-062769
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Hessner
Officer — Senior VP - Human Resources
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 7:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 881 | $33.93 | A | 25,791 | D | |
| Common Stock | Nov 28, 2017 | S | 707 | $71.5555 | D | 25,084 | D | |
| Common Stock | Nov 28, 2017 | G | 174 | $0.00 | D | 24,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $33.93 | Nov 28, 2017 | A | 881 | A | Nov 15, 2017 | May 15, 2018 | Common Stock | 881 | 13,105 | D |
| Stock Option | $33.93 | Nov 28, 2017 | M | 881 | D | Nov 15, 2017 | May 15, 2018 | Common Stock | 881 | 12,224 | D |