Company · CIK 0000316709 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE

SCHWAB CHARLES CORP · SCHW

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $7.7M · 10sales $1.07B · 216net −$1.06B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 1, 2018 FForm 4 →	Jun 4, 8:01 pm EDT	Peter B. CrawfordEVP and CFO	276	$56.68	$15,644	9,796	—	plan?
Jun 1, 2018 FForm 4 →	Jun 4, 7:56 pm EDT	Joseph R MartinettoSenior EVP and COO	937	$56.68	$53,109	171,393	—	plan?
Jun 1, 2018 SForm 4 →	Jun 1, 6:37 pm EDT	Mark A GoldfarbDirector	2,174	$56.67	$123,209	16,145	−11.9%	plan?
May 30, 2018 SForm 4 →	May 30, 8:34 pm EDT	Marie A ChandohaPresident - CSIM	10,000	$56.00	$560,026	4,606	−68.5%	plan?
May 22, 2018 GForm 4 →	May 23, 4:27 pm EDT	Charles R SchwabChairman, Director, 10% Owner	275,460	—	—	84,145,076	—	plan?
May 22, 2018 SForm 4 →	May 23, 4:27 pm EDT	Charles R SchwabChairman, Director, 10% Owner	174,750	$59.85	$10,458,386	84,420,536	−0.21%	plan?
May 22, 2018 SForm 4 →	May 23, 4:08 pm EDT	Walter W BettingerPresident and CEO, Director	251,300	$59.71	$15,006,153	242,003	−50.9%	plan?
May 22, 2018 MForm 4 →	May 23, 4:08 pm EDT	Walter W BettingerPresident and CEO, Director	251,300	$27.59	$6,934,104	493,303	—	plan?
May 22, 2018 SForm 4 →	May 23, 4:08 pm EDT	Bernard J. ClarkEVP - Advisor Services	29,678	$59.82	$1,775,196	52,850	−36.0%	plan?
May 22, 2018 MForm 4 →	May 23, 4:08 pm EDT	Bernard J. ClarkEVP - Advisor Services	29,678	$25.86	$767,473	82,528	—	plan?
May 21, 2018 SForm 4 →	May 21, 6:57 pm EDT	Charles R SchwabChairman, Director, 10% Owner	210,750	$59.45	$12,529,003	84,952,666	−0.25%	plan?
May 21, 2018 SForm 4 →	May 21, 6:57 pm EDT	Walter W BettingerPresident and CEO, Director	113,832	$59.72	$6,798,229	242,003	−32.0%	plan?
May 21, 2018 MForm 4 →	May 21, 6:57 pm EDT	Walter W BettingerPresident and CEO, Director	113,832	$25.86	$2,943,696	355,835	—	plan?
May 21, 2018 SForm 4 →	May 21, 5:46 pm EDT	Jonathan M. CraigSenior EVP	10,000	$60.00	$600,001	0	−100%	plan?
May 21, 2018 MForm 4 →	May 21, 5:46 pm EDT	Jonathan M. CraigSenior EVP	10,000	$12.88	$128,800	10,000	—	plan?
May 21, 2018 GForm 4 →	May 21, 5:45 pm EDT	Charles R SchwabChairman, Director, 10% Owner	357,380	—	—	84,806,036	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:25 pm EDT	John K Adams Jr.Director	2,617	—	—	26,409	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:25 pm EDT	Joan DeaDirector	2,617	—	—	13,123	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:25 pm EDT	Christopher V DoddsDirector	2,617	—	—	11,388	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:23 pm EDT	Stephen A EllisDirector	1,351	—	—	6,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:23 pm EDT	Mark A GoldfarbDirector	1,351	—	—	6,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:23 pm EDT	William S HarafDirector	2,617	—	—	24,009	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:23 pm EDT	Frank C HerringerDirector	1,351	—	—	6,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:23 pm EDT	Stephen T McLinDirector	2,617	—	—	11,388	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:22 pm EDT	Paula A SneedDirector	1,351	—	—	6,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:22 pm EDT	Roger O WaltherDirector	1,351	—	—	16,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:22 pm EDT	Robert N WilsonDirector	1,351	—	—	167,489	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:22 pm EDT	Arun SarinDirector	1,351	—	—	6,105	—	plan?
May 17, 2018 AForm 4 →	May 21, 4:22 pm EDT	Charles A. RuffelDirector	788	—	—	788	—	plan?
May 16, 2018 SForm 4 →	May 16, 8:23 pm EDT	Charles R SchwabChairman, Director, 10% Owner	101,970	$59.13	$6,029,313	85,163,416	−0.12%	plan?
May 10, 2018 GForm 4 →	May 10, 4:55 pm EDT	Charles R SchwabChairman, Director, 10% Owner	137,000	—	—	85,265,386	—	plan?
May 9, 2018 SForm 4 →	May 9, 4:35 pm EDT	Charles R SchwabChairman, Director, 10% Owner	300,000	$57.99	$17,397,150	32,609,941	−0.91%	plan?
May 8, 2018 MForm 4 →	May 9, 5:34 pm EDT	C Preston ButcherDirector	11,181	$21.89	$244,763	910,559	—	plan?
May 8, 2018 SForm 4 →	May 8, 7:20 pm EDT	Charles R SchwabChairman, Director, 10% Owner	250,000	$57.23	$14,307,050	85,419,551	−0.29%	plan?
May 8, 2018 GForm 4 →	May 8, 7:20 pm EDT	Charles R SchwabChairman, Director, 10% Owner	20,665	—	—	85,402,386	—	plan?
May 7, 2018 SForm 4 →	May 7, 5:09 pm EDT	David R GarfieldEVP and General Counsel	37,330	$57.01	$2,128,068	18,096	−67.4%	plan?
May 7, 2018 MForm 4 →	May 7, 5:09 pm EDT	David R GarfieldEVP and General Counsel	37,330	$31.93	$1,192,099	55,426	—	plan?
May 4, 2018 SForm 4 →	May 7, 6:47 pm EDT	Charles R SchwabChairman, Director, 10% Owner	450,000	$56.65	$25,491,960	85,669,551	−0.52%	plan?
May 1, 2018 SForm 4 →	May 1, 5:46 pm EDT	Marie A ChandohaPresident - CSIM	36,798	$55.24	$2,032,710	14,606	−71.6%	plan?
May 1, 2018 MForm 4 →	May 1, 5:46 pm EDT	Marie A ChandohaPresident - CSIM	36,798	$35.13	$1,292,688	51,404	—	plan?
Apr 30, 2018 SForm 4 →	Apr 30, 7:04 pm EDT	Marie A ChandohaPresident - CSIM	100	$56.29	$5,629	14,606	−0.68%	plan?
Apr 30, 2018 MForm 4 →	Apr 30, 7:04 pm EDT	Marie A ChandohaPresident - CSIM	100	$42.99	$4,299	14,706	—	plan?
Apr 27, 2018 GForm 4 →	Apr 30, 7:04 pm EDT	Charles R SchwabChairman, Director, 10% Owner	89,670	—	—	86,941,721	—	plan?
Apr 27, 2018 SForm 4 →	Apr 30, 7:03 pm EDT	Nigel J MurtaghEVP - Corporate Risk	13,000	$55.97	$727,580	32,630	−28.5%	plan?
Apr 27, 2018 MForm 4 →	Apr 30, 7:03 pm EDT	Nigel J MurtaghEVP - Corporate Risk	13,000	$15.02	$195,260	45,630	—	plan?
Apr 25, 2018 SForm 4 →	Apr 26, 6:33 pm EDT	Charles R SchwabChairman, Director, 10% Owner	165,000	$55.23	$9,113,396	33,109,941	−0.50%	plan?
Apr 25, 2018 SForm 4 →	Apr 25, 7:06 pm EDT	Charles R SchwabChairman, Director, 10% Owner	200,000	$54.60	$10,919,440	33,074,941	−0.60%	plan?
Apr 24, 2018 SForm 4 →	Apr 24, 7:42 pm EDT	Charles R SchwabChairman, Director, 10% Owner	262,000	$55.02	$14,414,888	87,031,391	−0.30%	plan?
Apr 24, 2018 SForm 4 →	Apr 24, 7:42 pm EDT	Terri R KallsenEVP - Investor Services	36,285	$55.89	$2,027,871	0	−100%	plan?
Apr 24, 2018 MForm 4 →	Apr 24, 7:42 pm EDT	Terri R KallsenEVP - Investor Services	36,285	$28.35	$1,028,636	36,285	—	plan?
Apr 23, 2018 SForm 4 →	Apr 23, 5:28 pm EDT	Charles R SchwabChairman, Director, 10% Owner	250,000	$54.99	$13,747,475	87,293,391	−0.29%	plan?
Apr 20, 2018 SForm 4 →	Apr 23, 7:06 pm EDT	Joseph R MartinettoSenior EVP and COO	280,685	$54.80	$15,381,426	172,330	−62.0%	plan?
Apr 20, 2018 MForm 4 →	Apr 23, 7:06 pm EDT	Joseph R MartinettoSenior EVP and COO	280,685	$14.76	$4,142,223	453,015	—	plan?
Apr 20, 2018 SForm 4 →	Apr 23, 5:56 pm EDT	Marie A ChandohaPresident - CSIM	31,386	$54.79	$1,719,777	14,606	−68.2%	plan?
Apr 20, 2018 MForm 4 →	Apr 23, 5:56 pm EDT	Marie A ChandohaPresident - CSIM	31,386	$26.24	$823,557	45,992	—	plan?
Apr 16, 2018 SForm 4 →	Apr 16, 4:21 pm EDT	Jonathan M. CraigSenior EVP	2,629	$52.11	$136,984	0	−100%	plan?
Apr 16, 2018 MForm 4 →	Apr 16, 4:21 pm EDT	Jonathan M. CraigSenior EVP	2,629	$17.38	$45,692	2,629	—	plan?
Apr 5, 2018 MForm 4 →	Apr 6, 12:06 pm EDT	Roger O WaltherDirector	7,486	$22.39	$167,612	240,685	—	plan?
Mar 12, 2018 SForm 4 →	Mar 12, 6:45 pm EDT	Jonathan M. CraigSenior EVP	5,000	$58.01	$290,041	0	−100%	plan?
Mar 12, 2018 MForm 4 →	Mar 12, 6:45 pm EDT	Jonathan M. CraigSenior EVP	5,000	$12.88	$64,400	5,000	—	plan?
Mar 7, 2018 SForm 4 →	Mar 8, 5:10 pm EST	Bernard J. ClarkEVP - Advisor Services	11,238	$54.07	$607,693	52,850	−17.5%	plan?
Mar 7, 2018 MForm 4 →	Mar 8, 5:06 pm EST	C Preston ButcherDirector	3,860	$19.90	$76,814	899,378	—	plan?
Mar 7, 2018 SForm 4 →	Mar 8, 3:50 pm EST	Jonathan M. CraigSenior EVP	8,046	$54.31	$436,940	0	−100%	plan?
Mar 7, 2018 SForm 4 →	Mar 8, 3:49 pm EST	Terri R KallsenEVP - Investor Services	9,156	$54.00	$494,424	0	−100%	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 8:03 pm EST	Jonathan M. CraigSenior EVP	1,820	$52.82	$96,132	8,046	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:27 pm EST	Charles R SchwabChairman, Director, 10% Owner	7,282	$52.82	$384,635	87,543,391	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:27 pm EST	Nigel J MurtaghEVP - Corporate Risk	2,063	$52.82	$108,968	32,586	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:27 pm EST	Joseph R MartinettoSenior EVP and COO	3,641	$52.82	$192,318	172,330	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:26 pm EST	Bernard J. ClarkEVP - Advisor Services	3,342	$52.82	$176,524	64,088	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:26 pm EST	Marie A ChandohaPresident - CSIM	3,641	$52.82	$192,318	14,606	—	plan?
Mar 5, 2018 MForm 4 →	Mar 6, 7:26 pm EST	Walter W BettingerPresident and CEO, Director	15,777	$52.82	$833,341	242,003	—	plan?
Mar 2, 2018 MForm 4/A →	Mar 6, 7:28 pm EST	Jonathan M. CraigSenior EVP	6,226	$51.62	$321,355	6,226	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:20 pm EST	Walter W BettingerPresident and CEO, Director	45,249	$51.62	$2,335,527	226,226	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:20 pm EST	Marie A ChandohaPresident - CSIM	10,965	$51.61	$565,958	10,965	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:20 pm EST	Bernard J. ClarkEVP - Advisor Services	7,896	$51.62	$407,552	60,746	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:19 pm EST	Jonathan M. CraigSenior EVP	6,226	$51.62	$321,355	6,226	—	plan? amended
Mar 2, 2018 MForm 4 →	Mar 5, 7:19 pm EST	David R GarfieldEVP and General Counsel	6,184	$51.62	$319,187	18,096	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:19 pm EST	Terri R KallsenEVP - Investor Services	9,156	$51.62	$472,587	9,156	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:19 pm EST	Joseph R MartinettoSenior EVP and COO	12,773	$51.62	$659,278	168,689	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:17 pm EST	Nigel J MurtaghEVP - Corporate Risk	6,944	$51.62	$358,415	30,523	—	plan?
Mar 2, 2018 MForm 4 →	Mar 5, 7:17 pm EST	Charles R SchwabChairman, Director, 10% Owner	19,826	$51.62	$1,023,319	87,536,109	—	plan?
Mar 1, 2018 SForm 4 →	Mar 1, 3:11 pm EST	Terri R KallsenEVP - Investor Services	5,000	$52.94	$264,722	0	−100%	plan?
Mar 1, 2018 MForm 4 →	Mar 1, 3:11 pm EST	Terri R KallsenEVP - Investor Services	5,000	$26.39	$131,950	5,000	—	plan?
Feb 27, 2018 SForm 4 →	Feb 27, 1:45 pm EST	Paula A SneedDirector	12,040	$54.91	$661,156	97,679	−11.0%	plan?
Feb 27, 2018 SForm 4 →	Feb 27, 1:15 pm EST	Bernard J. ClarkEVP - Advisor Services	30,020	$55.05	$1,652,481	52,850	−36.2%	plan?
Feb 27, 2018 MForm 4 →	Feb 27, 1:15 pm EST	Bernard J. ClarkEVP - Advisor Services	30,020	$23.12	$694,062	82,870	—	plan?
Feb 26, 2018 SForm 4 →	Feb 26, 6:27 pm EST	Nigel J MurtaghEVP - Corporate Risk	15,000	$53.28	$799,235	23,579	−38.9%	plan?
Feb 26, 2018 MForm 4 →	Feb 26, 6:27 pm EST	Nigel J MurtaghEVP - Corporate Risk	15,000	$16.40	$246,000	38,579	—	plan?
Feb 14, 2018 SForm 4 →	Feb 15, 2:17 pm EST	Charles R SchwabChairman, Director, 10% Owner	74,450	$52.17	$3,884,295	87,516,283	−0.08%	plan?
Feb 7, 2018 SForm 4 →	Feb 8, 1:46 pm EST	Terri R KallsenEVP - Investor Services	2,026	$51.94	$105,236	0	−100%	plan?
Feb 7, 2018 MForm 4 →	Feb 8, 1:46 pm EST	Terri R KallsenEVP - Investor Services	2,026	$28.44	$57,619	2,026	—	plan?
Jan 30, 2018 FMForm 4 →	Jan 31, 7:42 pm EST	Frank C HerringerDirector	10,602	$31.62	$335,213	108,160	—	plan?
Jan 29, 2018 FMForm 4 →	Jan 30, 6:34 pm EST	Paula A SneedDirector	49,987	$24.06	$1,202,474	109,719	—	plan?
Jan 29, 2018 SForm 4 →	Jan 29, 7:01 pm EST	Charles R SchwabChairman, Director, 10% Owner	240,000	$54.03	$12,966,096	88,113,733	−0.27%	plan?
Jan 26, 2018 SForm 4 →	Jan 26, 6:54 pm EST	Stephen T McLinDirector	18,663	$53.97	$1,007,188	151,447	−11.0%	plan?
Jan 26, 2018 MForm 4 →	Jan 26, 6:54 pm EST	Stephen T McLinDirector	18,663	$18.45	$344,379	170,110	—	plan?
Jan 25, 2018 SForm 4 →	Jan 25, 2:56 pm EST	Charles R SchwabChairman, Director, 10% Owner	240,000	$54.49	$13,076,664	88,353,733	−0.27%	plan?
Jan 24, 2018 SForm 4 →	Jan 24, 6:02 pm EST	Charles R SchwabChairman, Director, 10% Owner	240,000	$55.13	$13,230,744	88,593,733	−0.27%	plan?
Jan 23, 2018 GForm 4 →	Jan 23, 6:42 pm EST	Peter B. CrawfordEVP and CFO	642	—	—	10,072	—	plan?
Jan 18, 2018 SForm 4 →	Jan 18, 5:07 pm EST	Charles R SchwabChairman, Director, 10% Owner	300,000	$55.31	$16,593,900	88,833,733	−0.34%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Jan 3, 2018 MForm 4 →	Jan 4, 3:15 pm EST	Terri R KallsenEVP - Investor Services	2,026	—	—	6,079	—
Jan 2, 2018 AForm 4 →	Jan 4, 5:56 pm EST	Frank C HerringerDirector	657	—	—	117,397	—
Jan 2, 2018 AForm 4 →	Jan 4, 5:55 pm EST	C Preston ButcherDirector	2,402	—	—	2,402	—
Jan 2, 2018 AForm 4 →	Jan 4, 5:54 pm EST	Stephen A EllisDirector	2,402	—	—	2,402	—
Jan 2, 2018 AForm 4 →	Jan 4, 5:54 pm EST	Stephen T McLinDirector	2,402	—	—	2,402	—
Dec 15, 2017 MForm 4 →	Dec 19, 1:46 pm EST	C Preston ButcherDirector	4,040	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 15, 2:33 pm EST	Joan DeaDirector	940	—	—	940	—
Dec 6, 2017 MForm 4 →	Dec 6, 7:26 pm EST	Terri R KallsenEVP - Investor Services	1,982	—	—	0	—
Dec 5, 2017 MForm 4 →	Dec 7, 6:19 pm EST	Peter B. CrawfordEVP and CFO	12,459	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	Bernard J. ClarkEVP - Advisor Services	50,444	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	Walter W BettingerPresident and CEO, Director	156,100	—	—	0	—
Nov 30, 2017 MForm 4 →	Nov 30, 7:06 pm EST	Walter W BettingerPresident and CEO, Director	168,220	—	—	0	—
Nov 30, 2017 MForm 4 →	Nov 30, 3:03 pm EST	Bernard J. ClarkEVP - Advisor Services	32,350	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	Joseph R MartinettoSenior EVP	94,988	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	Walter W BettingerPresident and CEO, Director	262,309	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 27, 6:17 pm EST	Marie A ChandohaPresident - CSIM	56,327	—	—	67,447	—
Nov 22, 2017 MForm 4 →	Nov 27, 1:30 pm EST	Nigel J MurtaghEVP - Corporate Risk	10,000	—	—	15,000	—
Nov 8, 2017 MForm 4 →	Nov 8, 4:36 pm EST	Marie A ChandohaPresident - CSIM	16,799	—	—	7,794	—
Nov 3, 2017 MForm 4 →	Nov 3, 3:13 pm EDT	David R GarfieldEVP and General Counsel	75,629	—	—	11,690	—
Nov 2, 2017 MForm 4 →	Nov 2, 2:50 pm EDT	Terri R KallsenEVP - Investor Services	1,981	—	—	1,982	—
Oct 31, 2017 MForm 4/A →	Nov 1, 7:38 pm EDT	Nigel J MurtaghEVP - Corporate Risk	8,000	—	—	10,110	—
Oct 18, 2017 MForm 4 →	Oct 20, 6:27 pm EDT	Robert N WilsonDirector	26,924	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	Terri R KallsenEVP - Investor Services	4,267	—	—	37,606	—
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	Marie A ChandohaPresident - CSIM	19,074	—	—	15,587	—
Oct 5, 2017 MForm 4 →	Oct 5, 5:43 pm EDT	Marie A ChandohaPresident - CSIM	7,793	—	—	23,380	—
Oct 4, 2017 MForm 4 →	Oct 4, 2:42 pm EDT	Marie A ChandohaPresident - CSIM	3,923	—	—	8,424	—
Oct 4, 2017 MForm 4 →	Oct 4, 2:41 pm EDT	Terri R KallsenEVP - Investor Services	1,000	—	—	41,873	—
Oct 3, 2017 MForm 4 →	Oct 3, 7:15 pm EDT	Marie A ChandohaPresident - CSIM	4,500	—	—	12,347	—
Oct 2, 2017 AForm 4 →	Oct 3, 3:58 pm EDT	C Preston ButcherDirector	2,921	—	—	2,921	—
Oct 2, 2017 AForm 4 →	Oct 3, 3:57 pm EDT	Stephen T McLinDirector	2,921	—	—	2,921	—
Oct 2, 2017 AForm 4 →	Oct 3, 3:57 pm EDT	Frank C HerringerDirector	767	—	—	116,740	—
Oct 2, 2017 AForm 4 →	Oct 3, 3:56 pm EDT	Stephen A EllisDirector	355	—	—	7,645	—
Sep 27, 2017 MForm 4 →	Sep 28, 1:38 pm EDT	Marie A ChandohaPresident - CSIM	6,018	—	—	16,847	—
Sep 27, 2017 MForm 4 →	Sep 28, 1:38 pm EDT	Bernard J. ClarkEVP - Advisor Services	75,244	—	—	0	—
Sep 6, 2017 MForm 4 →	Sep 7, 11:50 am EDT	Terri R KallsenEVP - Investor Services	1,000	—	—	42,873	—
Aug 2, 2017 MForm 4 →	Aug 2, 3:04 pm EDT	Terri R KallsenEVP - Investor Services	2,000	—	—	43,873	—
Aug 1, 2017 MForm 4 →	Aug 1, 6:58 pm EDT	Marie A ChandohaPresident - CSIM	9,705	—	—	0	—
Jul 20, 2017 MForm 4 →	Jul 21, 6:11 pm EDT	Joseph R MartinettoSenior EVP	115,642	—	—	0	—
Jul 19, 2017 MForm 4 →	Jul 19, 7:34 pm EDT	Joseph R MartinettoSenior EVP	89,330	—	—	15,746	—
Jul 5, 2017 MForm 4 →	Jul 5, 7:44 pm EDT	Marie A ChandohaPresident - CSIM	200	—	—	22,865	—
Jul 3, 2017 AForm 4 →	Jul 5, 7:47 pm EDT	C Preston ButcherDirector	2,870	—	—	2,870	—
Jul 3, 2017 AForm 4 →	Jul 5, 7:46 pm EDT	Frank C HerringerDirector	777	—	—	115,973	—
Jul 3, 2017 AForm 4 →	Jul 5, 7:45 pm EDT	Stephen A EllisDirector	360	—	—	7,290	—
Jul 3, 2017 AForm 4 →	Jul 5, 7:44 pm EDT	Stephen T McLinDirector	2,870	—	—	2,870	—
Jul 3, 2017 MForm 4 →	Jul 3, 5:45 pm EDT	Terri R KallsenEVP - Investor Services	10,536	—	—	45,873	—
Jun 29, 2017 MForm 4 →	Jun 30, 4:59 pm EDT	Bernard J. ClarkEVP - Advisor Services	400	—	—	32,744	—
Jun 29, 2017 MForm 4 →	Jun 30, 4:59 pm EDT	Marie A ChandohaPresident - CSIM	100	—	—	23,065	—
Jun 13, 2017 MForm 4 →	Jun 14, 4:51 pm EDT	Paula A SneedDirector	8,356	—	—	0	—
Jun 12, 2017 MForm 4 →	Jun 13, 12:13 pm EDT	C Preston ButcherDirector	7,447	—	—	0	—
Jun 1, 2017 AForm 4 →	Jun 5, 3:08 pm EDT	Peter B. CrawfordEVP and CFO	11,191	—	—	11,191	—
May 18, 2017 AForm 4 →	May 22, 2:17 pm EDT	Arun SarinDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:17 pm EDT	Nancy H BechtleDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:17 pm EDT	C Preston ButcherDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:16 pm EDT	Stephen A EllisDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:16 pm EDT	Mark A GoldfarbDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:15 pm EDT	Frank C HerringerDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:15 pm EDT	Paula A SneedDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:15 pm EDT	Roger O WaltherDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:14 pm EDT	Robert N WilsonDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:14 pm EDT	John K Adams Jr.Director	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:14 pm EDT	Christopher V DoddsDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:14 pm EDT	William S HarafDirector	7,165	—	—	7,165	—
May 18, 2017 AForm 4 →	May 22, 2:13 pm EDT	Stephen T McLinDirector	7,165	—	—	7,165	—
May 5, 2017 MForm 4 →	May 8, 5:53 pm EDT	C Preston ButcherDirector	7,823	—	—	0	—
Apr 26, 2017 MForm 4 →	Apr 26, 12:58 pm EDT	Nancy H BechtleDirector	7,823	—	—	0	—
Apr 25, 2017 MForm 4 →	Apr 25, 6:11 pm EDT	Stephen T McLinDirector	7,823	—	—	0	—
Apr 19, 2017 MForm 4 →	Apr 20, 5:42 pm EDT	Terri R KallsenEVP - Investor Services	22,482	—	—	67,447	—
Apr 19, 2017 MForm 4 →	Apr 20, 3:49 pm EDT	Robert N WilsonDirector	9,134	—	—	0	—
Apr 6, 2017 MForm 4 →	Apr 7, 3:53 pm EDT	Roger O WaltherDirector	7,823	—	—	0	—
Apr 4, 2017 MForm 4 →	Apr 5, 5:01 pm EDT	Frank C HerringerDirector	7,823	—	—	0	—
Apr 3, 2017 AForm 4 →	Apr 5, 3:14 pm EDT	C Preston ButcherDirector	2,826	—	—	2,826	—
Apr 3, 2017 AForm 4 →	Apr 5, 3:14 pm EDT	Stephen T McLinDirector	2,826	—	—	2,826	—
Apr 3, 2017 AForm 4 →	Apr 5, 3:13 pm EDT	Frank C HerringerDirector	832	—	—	115,196	—
Apr 3, 2017 AForm 4 →	Apr 5, 3:13 pm EDT	Stephen A EllisDirector	386	—	—	6,930	—
Mar 16, 2017 MForm 4 →	Mar 16, 7:54 pm EDT	Marie A ChandohaPresident - CSIM	6,317	—	—	23,165	—
Mar 13, 2017 MForm 4 →	Mar 13, 6:44 pm EDT	Marie A ChandohaPresident - CSIM	8,903	—	—	8,904	—
Mar 8, 2017 MForm 4 →	Mar 9, 6:22 pm EST	C Preston ButcherDirector	5,113	—	—	0	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:21 pm EST	Marie A ChandohaPresident - CSIM	57,340	—	—	57,340	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:21 pm EST	Bernard J. ClarkEVP - Advisor Services	57,340	—	—	57,340	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:21 pm EST	Walter W BettingerPresident and CEO, Director	324,924	—	—	324,924	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:20 pm EST	Joseph R MartinettoSenior EVP and CFO	76,453	—	—	76,453	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:20 pm EST	Nigel J MurtaghEVP - Corporate Risk	45,872	—	—	45,872	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:20 pm EST	Charles R SchwabChairman, Director, 10% Owner	126,147	—	—	126,147	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:20 pm EST	Terri R KallsenEVP - Investor Services	57,340	—	—	57,340	—
Mar 1, 2017 AForm 4 →	Mar 2, 9:19 pm EST	David R GarfieldEVP and General Counsel	38,227	—	—	38,227	—
Mar 1, 2017 MForm 4 →	Mar 1, 6:23 pm EST	Marie A ChandohaPresident - CSIM	15,134	—	—	7,567	—
Mar 1, 2017 MForm 4 →	Mar 1, 6:23 pm EST	Bernard J. ClarkEVP - Advisor Services	35,930	—	—	0	—
Feb 23, 2017 MForm 4 →	Feb 27, 1:17 pm EST	Paula A SneedDirector	15,309	—	—	0	—
Feb 13, 2017 MForm 4 →	Feb 14, 1:01 pm EST	Mark A GoldfarbDirector	15,688	—	—	0	—
Jan 26, 2017 MForm 4 →	Jan 26, 4:05 pm EST	Marie A ChandohaPresident - CSIM	6,678	—	—	17,807	—
Jan 25, 2017 MForm 4 →	Jan 26, 3:53 pm EST	Walter W BettingerPresident and CEO, Director	325,000	—	—	0	—
Jan 25, 2017 MForm 4 →	Jan 26, 3:53 pm EST	Bernard J. ClarkEVP - Advisor Services	16,631	—	—	0	—
Jan 24, 2017 MForm 4 →	Jan 26, 12:30 pm EST	Bernard J. ClarkEVP - Advisor Services	25,300	—	—	16,631	—
Jan 24, 2017 MForm 4 →	Jan 24, 6:45 pm EST	Marie A ChandohaPresident - CSIM	6,677	—	—	24,485	—
Jan 13, 2017 MForm 4 →	Jan 18, 11:31 am EST	Walter W BettingerPresident and CEO, Director	339,426	—	—	0	—
Jan 13, 2017 MForm 4 →	Jan 18, 11:30 am EST	Marie A ChandohaPresident - CSIM	7,706	—	—	9,006	—
Jan 6, 2017 MForm 4 →	Jan 9, 4:53 pm EST	Marie A ChandohaPresident - CSIM	1,300	—	—	16,712	—
Jan 4, 2017 MForm 4 →	Jan 5, 6:19 pm EST	Marie A ChandohaPresident - CSIM	9,006	—	—	18,012	—
Jan 4, 2017 MForm 4 →	Jan 5, 6:18 pm EST	Walter W BettingerPresident and CEO, Director	627,996	—	—	0	—
Jan 3, 2017 AForm 4 →	Jan 5, 6:19 pm EST	C Preston ButcherDirector	3,032	—	—	3,032	—