SEC Form 4 · accession 0001225208-18-009005
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | M | 7,486 | $22.39 | A | 906,864 | I | by Trust |
| Common Stock | May 8, 2018 | M | 3,695 | $20.88 | A | 910,559 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D | ||
| Common Stock | holding | — | — | — | 30,375 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $22.39 | May 8, 2018 | M | 7,486 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,486 | 0 | D |
| Nonqualified Stock Option (right to buy) | $20.88 | May 8, 2018 | M | 3,695 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock | 3,695 | 0 | D |