SEC Form 4 · accession 0001225208-17-011201
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 4,447 | $22.41 | A | 888,478 | I | by Trust |
| Common Stock | Jun 12, 2017 | M | 3,000 | $20.9744 | A | 891,478 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D | ||
| Common Stock | holding | — | — | — | 30,375 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $20.9744 | Jun 12, 2017 | M | 3,000 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock | 3,000 | 0 | D |
| Nonqualified Stock Option (right to buy) | $22.41 | Jun 12, 2017 | M | 4,447 | D | Oct 1, 2007 | Oct 1, 2017 | Common Stock | 4,447 | 0 | D |