SEC Form 4 · accession 0001225208-17-007673
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
Apr 4, 2017
Accepted (ET)
Apr 5, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2017 | M | 7,823 | $20.1354 | A | 13,316 | D | |
| Common Stock | Apr 4, 2017 | F | 3,905 | $40.33 | D | 9,411 | D | |
| Common Stock | holding | — | — | — | 50,625 | I | By Spouse | |
| Common Stock | holding | — | — | — | 97,302 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $20.1354 | Apr 4, 2017 | M | 7,823 | D | May 21, 2008 | May 21, 2017 | Common Stock | 7,823 | 0 | D |