SEC Form 4 · accession 0001225208-18-005771
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | M | 3,860 | $19.90 | A | 899,378 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D | ||
| Common Stock | holding | — | — | — | 30,375 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $19.90 | Mar 7, 2018 | M | 3,860 | D | Apr 1, 2008 | Apr 1, 2018 | Common Stock | 3,860 | 0 | D |