SEC Form 4 · accession 0001225208-18-001870
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula A Sneed
Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2018 | M | 16,491 | $12.66 | A | 98,363 | I | by Trust |
| Common Stock | Jan 29, 2018 | M | 11,344 | $17.62 | A | 109,707 | I | by Trust |
| Common Stock | Jan 29, 2018 | M | 11,082 | $17.38 | A | 120,789 | I | by Trust |
| Common Stock | Jan 29, 2018 | F | 3,546 | $54.31 | D | 117,243 | I | by Trust |
| Common Stock | Jan 29, 2018 | F | 3,680 | $54.31 | D | 113,563 | I | by Trust |
| Common Stock | Jan 29, 2018 | F | 3,844 | $54.31 | D | 109,719 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F1 | $17.38 | Jan 29, 2018 | M | 11,082 | D | — | May 17, 2020 | Common Stock | 11,082 | 0 | D |
| Nonqualified Stock Option (right to buy)F2 | $17.62 | Jan 29, 2018 | M | 11,344 | D | — | May 19, 2021 | Common Stock | 11,344 | 0 | D |
| Nonqualified Stock Option (right to buy)F3 | $12.66 | Jan 29, 2018 | M | 16,491 | D | — | May 21, 2022 | Common Stock | 16,491 | 0 | D |
Explanation of responses
- F1The date first exercisable is 5/17/2011.
- F2The date first exercisable is 5/19/2012.
- F3The date first exercisable is 5/21/2013.