SEC Form 4 · accession 0001225208-17-011328
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula A Sneed
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 8,356 | $18.00 | A | 85,443 | I | by Trust |
| Common Stock | Jun 13, 2017 | F | 3,571 | $42.1151 | D | 81,872 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $18.00 | Jun 13, 2017 | M | 8,356 | D | May 18, 2010 | May 18, 2019 | Common Stock | 8,356 | 0 | D |