SEC Form 4 · accession 0001225208-17-008369
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy H Bechtle
Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 26, 2017 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2017 | M | 7,823 | $20.1354 | A | 217,806 | I | by Trust |
| Common StockF1 | Apr 26, 2017 | S | 7,823 | $39.8453 | D | 209,983 | I | by Trust |
| Common Stock | holding | — | — | — | 5,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $20.1354 | Apr 26, 2017 | M | 7,823 | D | May 21, 2008 | May 21, 2017 | Common Stock | 7,823 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $39.79 to $39.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.