SEC Form 4 · accession 0001225208-17-016439
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Wilson
Director
Period of report
Oct 18, 2017
Accepted (ET)
Oct 20, 2017 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2017 | M | 11,082 | $17.38 | A | 162,033 | D | |
| Common Stock | Oct 18, 2017 | M | 8,356 | $18.00 | A | 170,389 | D | |
| Common Stock | Oct 18, 2017 | M | 7,486 | $22.39 | A | 177,875 | D | |
| Common Stock | Oct 18, 2017 | F | 3,457 | $43.4986 | D | 174,418 | D | |
| Common Stock | Oct 18, 2017 | F | 3,853 | $43.4986 | D | 170,565 | D | |
| Common Stock | Oct 18, 2017 | F | 4,427 | $43.4986 | D | 166,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F1 | $17.38 | Oct 18, 2017 | M | 11,082 | D | — | May 17, 2020 | Common Stock | 11,082 | 0 | D |
| Nonqualified Stock Option (right to buy) | $18.00 | Oct 18, 2017 | M | 8,356 | D | May 18, 2010 | May 18, 2019 | Common Stock | 8,356 | 0 | D |
| Nonqualified Stock Option (right to buy) | $22.39 | Oct 18, 2017 | M | 7,486 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,486 | 0 | D |
Explanation of responses
- F1The option was first exercisable on May 17, 2011.