SEC Form 4 · accession 0001225208-18-008015
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terri R Kallsen
Officer — EVP - Investor Services
Period of report
Apr 24, 2018
Accepted (ET)
Apr 24, 2018 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2018 | M | 18,803 | $30.17 | A | 18,803 | I | by Trust |
| Common Stock | Apr 24, 2018 | M | 17,482 | $26.39 | A | 36,285 | I | by Trust |
| Common StockF1 | Apr 24, 2018 | S | 17,482 | $55.8873 | D | 18,803 | I | by Trust |
| Common StockF1 | Apr 24, 2018 | S | 18,803 | $55.8873 | D | 0 | I | by Trust |
| Common Stock | holding | — | — | — | 1,706 | D | ||
| Common Stock | holding | — | — | — | 770 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $26.39 | Apr 24, 2018 | M | 17,482 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 17,482 | 44,965 | D |
| Nonqualified Stock Option (right to buy) | $30.17 | Apr 24, 2018 | M | 18,803 | D | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 18,803 | 18,803 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $55.75 to $56.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.