SEC Form 4 · accession 0001225208-18-000727
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A Ellis
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F1 | $51.44 | Jan 2, 2018 | A | 2,402 | A | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 2,402 | 2,402 | D |
Explanation of responses
- F1The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.