SEC Form 4 · accession 0001225208-17-004673
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula A Sneed
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 7,823 | $20.1354 | A | 74,916 | I | by Trust |
| Common Stock | Feb 23, 2017 | M | 7,486 | $22.39 | A | 82,402 | I | by Trust |
| Common Stock | Feb 23, 2017 | F | 3,820 | $41.225 | D | 78,582 | I | by Trust |
| Common Stock | Feb 23, 2017 | F | 4,065 | $41.225 | D | 74,517 | I | by Trust |
| Common Stock | holding | — | — | — | 5,493 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $22.39 | Feb 23, 2017 | M | 7,486 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,486 | 0 | D |
| Nonqualified Stock Option (right to buy) | $20.1354 | Feb 23, 2017 | M | 7,823 | D | May 21, 2008 | May 21, 2017 | Common Stock | 7,823 | 0 | D |