SEC Form 4 · accession 0001225208-18-004242
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel J Murtagh
Officer — EVP - Corporate Risk
Period of report
Feb 26, 2018
Accepted (ET)
Feb 26, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 15,000 | $16.40 | A | 38,579 | D | |
| Common StockF1 | Feb 26, 2018 | S | 15,000 | $53.2823 | D | 23,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $16.40 | Feb 26, 2018 | M | 15,000 | D | — | Mar 1, 2023 | Common Stock | 15,000 | 15,267 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $53.225 to $53.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The date first exercisable is 3/01/2014.