SEC Form 4 · accession 0001225208-18-008413
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie A Chandoha
Officer — President - CSIM
Period of report
May 1, 2018
Accepted (ET)
May 1, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 22,563 | $30.17 | A | 37,169 | I | by Trust |
| Common Stock | May 1, 2018 | M | 14,235 | $42.99 | A | 51,404 | I | by Trust |
| Common StockF1 | May 1, 2018 | S | 14,235 | $55.2397 | D | 37,169 | I | by Trust |
| Common StockF1 | May 1, 2018 | S | 22,563 | $55.2397 | D | 14,606 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $30.17 | May 1, 2018 | M | 22,563 | D | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 22,563 | 22,564 | D |
| Nonqualified Stock Option (right to buy) | $42.99 | May 1, 2018 | M | 14,235 | D | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 14,235 | 43,005 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $55.12 to $55.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.