SEC Form 4 · accession 0001225208-18-001669
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T McLin
Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 26, 2018 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 7,486 | $22.39 | A | 158,933 | I | by Trust |
| Common Stock | Jan 26, 2018 | M | 5,742 | $15.47 | A | 164,675 | I | by Trust |
| Common Stock | Jan 26, 2018 | M | 5,435 | $16.18 | A | 170,110 | I | by Trust |
| Common StockF1 | Jan 26, 2018 | S | 5,435 | $53.9295 | D | 164,675 | I | by Trust |
| Common StockF2 | Jan 26, 2018 | S | 5,742 | $54.0517 | D | 158,933 | I | by Trust |
| Common StockF1 | Jan 26, 2018 | S | 7,486 | $53.9295 | D | 151,447 | I | by Trust |
| Common Stock | holding | — | — | — | 8,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $16.18 | Jan 26, 2018 | M | 5,435 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 5,435 | 0 | D |
| Nonqualified Stock Option (right to buy) | $15.47 | Jan 26, 2018 | M | 5,742 | D | Apr 1, 2009 | Apr 1, 2019 | Common Stock | 5,742 | 0 | D |
| Nonqualified Stock Option (right to buy) | $22.39 | Jan 26, 2018 | M | 7,486 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,486 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $53.905 to $53.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $54.03 to $54.065. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.