SEC Form 4 · accession 0001225208-18-008949
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
May 8, 2018
Accepted (ET)
May 8, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | G | 3,500 | $0.00 | D | 17,892,180 | I | by Spouse as Trustee |
| Common StockF1 | May 8, 2018 | S | 250,000 | $57.2282 | D | 85,419,551 | I | by Trust |
| Common Stock | May 8, 2018 | G | 17,165 | $0.00 | D | 85,402,386 | I | by Trust |
| Common Stock | holding | — | — | — | 44,025 | I | by 188 Corp | |
| Common Stock | holding | — | — | — | 32,909,941 | I | by Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $56.85 to $57.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.