SEC Form 4 · accession 0001225208-18-007982
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie A Chandoha
Officer — President - CSIM
Period of report
Apr 20, 2018
Accepted (ET)
Apr 23, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2018 | M | 22,482 | $26.39 | A | 37,088 | I | by Trust |
| Common Stock | Apr 20, 2018 | M | 8,904 | $25.86 | A | 45,992 | I | by Trust |
| Common StockF1 | Apr 20, 2018 | S | 8,904 | $54.7944 | D | 37,088 | I | by Trust |
| Common StockF1 | Apr 20, 2018 | S | 22,482 | $54.7944 | D | 14,606 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $25.86 | Apr 20, 2018 | M | 8,904 | D | Mar 3, 2015 | Mar 3, 2024 | Common Stock | 8,904 | 0 | D |
| Nonqualified Stock Option (right to buy) | $26.39 | Apr 20, 2018 | M | 22,482 | D | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 22,482 | 44,965 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $54.75 to $54.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.