Company · CIK 0001282648 · SIC 1311 — Crude Petroleum & Natural Gas · NYSE
BATTALION OIL CORP · BATL
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2026 JForm 4 → | Sep 23, 4:01 pm EDT | LUMINUS MANAGEMENT LLC +210% Owner | 187,523 | — | — | 881,932 | — | |
| Aug 27, 2026 PForm 4 → | Aug 28, 6:37 pm EDT | Gregory S. HindsDirector | 14,400 | $1.31 | $18,864 | 26,001 | +124% | |
| Aug 26, 2026 PForm 4 → | Aug 28, 6:36 pm EDT | William D RogersDirector | 70,000 | $1.30 | $91,168 | 72,000 | +3,500% | |
| Aug 26, 2026 SForm 4 → | Aug 28, 6:34 pm EDT | Walter R MayerSVP, General Counsel | 6,479 | $1.30 | $8,436 | 174 | −97.4% | |
| Aug 7, 2026 CForm 4 → | Aug 7, 5:45 pm EDT | Gen IV Investment Opportunities, LLC +310% Owner | 3,494,259 | — | — | 3,494,259 | — | |
| Jul 16, 2026 FForm 4 → | Jul 17, 5:15 pm EDT | Daniel P RohlingChief Operating Officer | 6,468 | $1.20 | $7,762 | 20,096 | — | |
| Jul 16, 2026 FForm 4 → | Jul 17, 5:13 pm EDT | Walter R MayerSVP, General Counsel | 2,376 | $1.20 | $2,851 | 6,653 | — | |
| Jun 18, 2026 MForm 4 → | Jun 23, 7:34 pm EDT | Daniel P RohlingChief Operating Officer | 26,564 | — | — | 26,564 | — | |
| Jun 18, 2026 MForm 4 → | Jun 23, 7:32 pm EDT | Walter R MayerSVP, General Counsel | 8,855 | — | — | 9,029 | — | |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:22 pm EST | Tina S ObutSVP, Corporate Reserves | 6,179 | $1.63 | $10,072 | 106,470 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:22 pm EST | Leah R. KasparekSVP, HR & Administration | 5,355 | $1.63 | $8,729 | 92,925 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:21 pm EST | Quentin R HicksEVP, Finance and IR | 8,485 | $1.63 | $13,831 | 247,168 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:20 pm EST | Jon C. WrightEVP & COO | 11,908 | $1.63 | $19,410 | 294,946 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:20 pm EST | David S ElkouriEVP and CLO | 11,908 | $1.63 | $19,410 | 368,271 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:19 pm EST | Mark MizeEVP, CFO and Treasurer | 10,300 | $1.63 | $16,789 | 408,450 | — | plan? |
| Mar 1, 2019 FForm 4 → | Mar 5, 7:18 pm EST | Stephen W HerodEVP, Corporate Development | 11,351 | $1.63 | $18,502 | 424,463 | — | plan? |
| Nov 27, 2018 SForm 4 → | Nov 28, 6:24 pm EST | Thomas R FullerDirector | 1,368 | $2.91 | $3,981 | 84,323 | −1.60% | plan? |
| Nov 19, 2018 SForm 4 → | Nov 20, 6:14 pm EST | Leah R. KasparekSVP, HR & Administration | 40 | $2.99 | $120 | 98,340 | −0.04% | plan? |
| Nov 19, 2018 SForm 4 → | Nov 20, 6:10 pm EST | David S ElkouriEVP and CLO | 331 | $3.00 | $991 | 379,948 | −0.09% | plan? |
| Aug 13, 2018 SForm 4 → | Aug 15, 9:11 pm EDT | ARES MANAGEMENT LLC +6Director, 10% Owner | 986,276 | $3.82 | $3,764,195 | 20,869,008 | −4.51% | plan? |
| Jun 15, 2018 AForm 4 → | Jun 19, 4:22 pm EDT | Janine J McArdleDirector | 33,750 | — | — | 33,816 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 8:10 pm EDT | ARES MANAGEMENT LLC +6Director, 10% Owner | 33,743 | — | — | 86,857 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:47 pm EDT | Ronald D. ScottDirector | 33,743 | — | — | 76,992 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:46 pm EDT | Darryl SchallDirector | 33,743 | — | — | 84,127 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:45 pm EDT | Thomas R FullerDirector | 33,743 | — | — | 85,691 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:44 pm EDT | Michael Laurence ClarkDirector | 33,743 | — | — | 76,992 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:43 pm EDT | William Jefferson CampbellDirector | 33,743 | — | — | 76,992 | — | plan? |
| May 14, 2018 AForm 4 → | May 16, 5:42 pm EDT | James W ChristmasDirector | 33,743 | — | — | 105,272 | — | plan? |
| Mar 9, 2018 PForm 4 → | Mar 12, 6:54 am EDT | Floyd C WilsonChairman, CEO & President | 50,000 | $5.22 | $261,194 | 1,718,836 | +3.00% | plan? |
| Mar 5, 2018 PForm 4 → | Mar 5, 6:07 pm EST | Darryl SchallDirector | 7,000 | $5.48 | $38,341 | 50,384 | +16.1% | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:06 pm EST | Leah R. KasparekSVP, HR & Administration | 54,190 | — | — | 98,380 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:05 pm EST | Tina S ObutSVP, Corporate Reserves | 62,530 | — | — | 112,649 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:05 pm EST | Quentin R HicksEVP, Finance and IR | 74,260 | — | — | 255,653 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:04 pm EST | David S ElkouriEVP and CLO | 104,220 | — | — | 380,279 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:03 pm EST | Jon C. WrightEVP & COO | 104,220 | — | — | 306,854 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:03 pm EST | Mark MizeEVP, CFO and Treasurer | 104,220 | — | — | 418,750 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:02 pm EST | Stephen W HerodEVP, Corporate Development | 117,250 | — | — | 435,814 | — | plan? |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:02 pm EST | Floyd C WilsonChairman, CEO & President | 250,130 | — | — | 1,668,836 | — | plan? |
| Feb 9, 2018 PForm 4 → | Feb 13, 7:02 pm EST | ARES MANAGEMENT LLC +6Director, 10% Owner | 1,113,466 | $6.90 | $7,682,915 | 21,855,284 | +5.37% | plan? |
| Jan 25, 2018 SForm 4 → | Jan 29, 4:25 pm EST | FRANKLIN RESOURCES INC10% Owner | 1,012,581 | $8.53 | $8,639,824 | 14,530,157 | −6.51% | plan? |
| Jan 23, 2018 SForm 4 → | Jan 25, 10:53 am EST | FRANKLIN RESOURCES INC10% Owner | 414,990 | $8.22 | $3,410,841 | 15,542,738 | −2.60% | plan? |
| Jan 19, 2018 SForm 4 → | Jan 23, 10:39 am EST | FRANKLIN RESOURCES INC10% Owner | 550,000 | $8.17 | $4,491,625 | 15,957,728 | −3.33% | plan? |
| Jan 17, 2018 SForm 4 → | Jan 19, 12:00 pm EST | FRANKLIN RESOURCES INC10% Owner | 300,000 | $8.33 | $2,498,390 | 16,507,728 | −1.78% | plan? |
| Jan 12, 2018 SForm 4 → | Jan 17, 10:37 am EST | FRANKLIN RESOURCES INC10% Owner | 800,000 | $8.57 | $6,858,265 | 16,807,728 | −4.54% | plan? |
| Jan 10, 2018 SForm 4 → | Jan 12, 11:18 am EST | FRANKLIN RESOURCES INC10% Owner | 765,165 | $8.08 | $6,184,861 | 17,607,728 | −4.16% | plan? |
| Jan 8, 2018 SForm 4 → | Jan 10, 10:34 am EST | FRANKLIN RESOURCES INC10% Owner | 265,143 | $7.76 | $2,058,647 | 18,372,893 | −1.42% | plan? |
| Jan 4, 2018 SForm 4 → | Jan 8, 10:19 am EST | FRANKLIN RESOURCES INC10% Owner | 158,188 | $8.27 | $1,308,420 | 18,638,036 | −0.84% | plan? |
| Jan 2, 2018 SForm 4 → | Jan 4, 10:08 am EST | FRANKLIN RESOURCES INC10% Owner | 708,173 | $8.08 | $5,725,068 | 18,796,224 | −3.63% | plan? |
| Dec 28, 2017 SForm 4 → | Jan 2, 2018, 10:45 am EST | FRANKLIN RESOURCES INC10% Owner | 7,100 | $7.70 | $54,679 | 19,504,397 | −0.04% | plan? |
| Dec 26, 2017 SForm 4 → | Dec 28, 1:19 pm EST | FRANKLIN RESOURCES INC10% Owner | 230,209 | $7.74 | $1,781,652 | 19,511,497 | −1.17% | plan? |
| Dec 21, 2017 SForm 4 → | Dec 26, 1:00 pm EST | FRANKLIN RESOURCES INC10% Owner | 32,022 | $7.72 | $247,370 | 19,741,706 | −0.16% | plan? |
| Dec 11, 2017 SForm 4 → | Dec 13, 2:13 pm EST | FRANKLIN RESOURCES INC10% Owner | 334,000 | $7.71 | $2,574,348 | 19,773,728 | −1.66% | plan? |
| Dec 4, 2017 GForm 5 → | Jan 26, 2018, 4:28 pm EST | David S ElkouriEVP and CLO | 21,000 | — | — | 276,059 | — | plan? |
| Nov 30, 2017 SForm 4 → | Dec 1, 1:57 pm EST | FRANKLIN RESOURCES INC10% Owner | 171,900 | $7.39 | $1,269,649 | 20,107,728 | −0.85% | plan? |
| Nov 28, 2017 SForm 4 → | Nov 30, 1:23 pm EST | FRANKLIN RESOURCES INC10% Owner | 329,743 | $6.67 | $2,199,601 | 20,279,628 | −1.60% | plan? |
| Nov 24, 2017 SForm 4 → | Nov 28, 1:28 pm EST | FRANKLIN RESOURCES INC10% Owner | 198,357 | $6.97 | $1,382,520 | 20,609,371 | −0.95% | plan? |
| Nov 21, 2017 SForm 4 → | Nov 24, 12:22 pm EST | FRANKLIN RESOURCES INC10% Owner | 300,000 | $6.96 | $2,088,570 | 20,807,728 | −1.42% | plan? |
| Nov 15, 2017 SForm 4 → | Nov 17, 12:59 pm EST | FRANKLIN RESOURCES INC10% Owner | 1,400,000 | $6.58 | $9,217,538 | 21,107,728 | −6.22% | plan? |
| Nov 13, 2017 SForm 4 → | Nov 15, 12:53 pm EST | FRANKLIN RESOURCES INC10% Owner | 600,000 | $7.03 | $4,216,106 | 22,507,728 | −2.60% | plan? |
| Nov 10, 2017 SForm 4 → | Nov 13, 12:50 pm EST | FRANKLIN RESOURCES INC10% Owner | 374,817 | $6.84 | $2,563,815 | 23,107,728 | −1.60% | plan? |
| Nov 8, 2017 SForm 4 → | Nov 13, 6:06 am EST | FRANKLIN RESOURCES INC10% Owner | 625,183 | $6.78 | $4,239,238 | 23,482,545 | −2.59% | plan? late |
| Nov 6, 2017 SForm 4 → | Nov 8, 1:55 pm EST | FRANKLIN RESOURCES INC10% Owner | 1,000,000 | $6.98 | $6,980,640 | 24,107,728 | −3.98% | plan? |
| Oct 17, 2017 SForm 4 → | Oct 19, 12:28 pm EDT | FRANKLIN RESOURCES INC10% Owner | 1,650,000 | $6.24 | $10,296,415 | 25,107,728 | −6.17% | plan? |
| Oct 13, 2017 SForm 4 → | Oct 17, 1:49 pm EDT | FRANKLIN RESOURCES INC10% Owner | 350,000 | $6.03 | $2,111,050 | 26,757,728 | −1.29% | plan? |
| Oct 3, 2017 SForm 4 → | Oct 5, 3:11 pm EDT | FRANKLIN RESOURCES INC10% Owner | 500,000 | $6.81 | $3,406,684 | 27,107,728 | −1.81% | plan? |
| Sep 29, 2017 SForm 4 → | Oct 2, 1:49 pm EDT | FRANKLIN RESOURCES INC10% Owner | 218,100 | $6.80 | $1,482,404 | 27,607,728 | −0.78% | plan? |
| Sep 27, 2017 SForm 4 → | Sep 29, 1:05 pm EDT | FRANKLIN RESOURCES INC10% Owner | 175,000 | $7.07 | $1,237,653 | 27,825,828 | −0.62% | plan? amended |
| Sep 25, 2017 SForm 4 → | Sep 27, 2:29 pm EDT | FRANKLIN RESOURCES INC10% Owner | 450,000 | $6.66 | $2,997,045 | 28,000,828 | −1.58% | plan? |
| Sep 20, 2017 SForm 4 → | Sep 22, 4:40 pm EDT | FRANKLIN RESOURCES INC10% Owner | 515,893 | $6.44 | $3,322,585 | 28,450,828 | −1.78% | plan? |
| Sep 18, 2017 SForm 4 → | Sep 20, 1:41 pm EDT | FRANKLIN RESOURCES INC10% Owner | 484,429 | $6.36 | $3,079,957 | 28,966,721 | −1.64% | plan? |
| Sep 14, 2017 SForm 4 → | Sep 18, 1:23 pm EDT | FRANKLIN RESOURCES INC10% Owner | 830,000 | $6.43 | $5,334,790 | 29,451,150 | −2.74% | plan? |
| Sep 13, 2017 SForm 4 → | Sep 14, 1:19 pm EDT | FRANKLIN RESOURCES INC10% Owner | 425,000 | $6.60 | $2,804,900 | 30,281,150 | −1.38% | plan? |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:16 am EDT | Jon C. WrightEVP & COO | 57,890 | $6.24 | $361,234 | 202,634 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:15 am EDT | Quentin R HicksSVP, Finance and IR | 37,035 | $6.24 | $231,098 | 181,393 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:14 am EDT | Leah R. KasparekSVP, HR & Administration | 8,546 | $6.24 | $53,327 | 44,190 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:13 am EDT | Tina S ObutSVP, Corporate Reserves | 8,546 | $6.24 | $53,327 | 50,119 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:12 am EDT | Joseph S Rinando IIISVP, CAO and Controller | 14,243 | $6.24 | $88,876 | 72,086 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:11 am EDT | Stephen W HerodEVP, Corporate Development | 32,010 | $6.24 | $199,742 | 318,564 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:09 am EDT | Mark MizeEVP, CFO and Treasurer | 31,967 | $6.24 | $199,474 | 314,530 | — | plan? late |
| Sep 12, 2017 FForm 4 → | Sep 18, 7:08 am EDT | David S ElkouriEVP and CLO | 31,435 | $6.24 | $196,154 | 297,059 | — | plan? late |
| Sep 11, 2017 SForm 4 → | Sep 13, 1:00 pm EDT | FRANKLIN RESOURCES INC10% Owner | 709,998 | $6.14 | $4,360,343 | 30,706,150 | −2.26% | plan? |
| Aug 22, 2017 SForm 4 → | Aug 24, 1:19 pm EDT | FRANKLIN RESOURCES INC10% Owner | 423,000 | $6.11 | $2,586,284 | 31,416,148 | −1.33% | plan? |
| Aug 18, 2017 SForm 4 → | Aug 22, 11:43 am EDT | FRANKLIN RESOURCES INC10% Owner | 276,900 | $6.13 | $1,697,034 | 31,839,148 | −0.86% | plan? |
| Aug 16, 2017 SForm 4 → | Aug 18, 5:29 pm EDT | FRANKLIN RESOURCES INC10% Owner | 494,899 | $6.15 | $3,043,392 | 32,116,048 | −1.52% | plan? |
| Aug 14, 2017 SForm 4 → | Aug 16, 2:15 pm EDT | FRANKLIN RESOURCES INC10% Owner | 305,201 | $6.13 | $1,872,278 | 32,610,947 | −0.93% | plan? |
| Aug 4, 2017 PForm 4 → | Aug 8, 6:00 pm EDT | Darryl SchallDirector | 10,000 | $6.25 | $62,478 | 43,384 | +30.0% | plan? |
| Jun 14, 2017 PForm 4 → | Jun 15, 3:14 pm EDT | Sylvia K. BarnesDirector | 20,000 | $5.34 | $106,868 | 43,157 | +86.4% | plan? |
| Jun 13, 2017 SForm 4 → | Jun 15, 5:48 pm EDT | FRANKLIN RESOURCES INC10% Owner | 746,173 | $6.07 | $4,532,638 | 32,916,148 | −2.22% | plan? |
| May 31, 2017 AForm 4 → | Jun 2, 4:54 pm EDT | Sylvia K. BarnesDirector | 23,157 | — | — | 23,157 | — | plan? |
| May 10, 2017 SForm 4 → | May 11, 4:47 pm EDT | FRANKLIN RESOURCES INC10% Owner | 31,341 | $6.73 | $210,991 | 33,662,321 | −0.09% | plan? |
| May 4, 2017 AForm 4/A → | May 15, 6:19 pm EDT | Darryl SchallDirector | 25,985 | — | — | 33,384 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 9:07 pm EDT | ARES MANAGEMENT LLC +6Director, 10% Owner | 25,985 | — | — | 53,114 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:30 pm EDT | Eric G. TakahaDirector | 25,985 | — | — | 43,249 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:29 pm EDT | Ronald D. ScottDirector | 25,985 | — | — | 43,249 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:29 pm EDT | Darryl SchallDirector | 25,985 | — | — | 33,384 | — | plan? amended |
| May 4, 2017 AForm 4 → | May 8, 6:28 pm EDT | Thomas R FullerDirector | 25,985 | — | — | 51,948 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:27 pm EDT | Michael Laurence ClarkDirector | 25,985 | — | — | 43,249 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:26 pm EDT | James W ChristmasDirector | 25,985 | — | — | 71,529 | — | plan? |
| May 4, 2017 AForm 4 → | May 8, 6:26 pm EDT | William Jefferson CampbellDirector | 25,985 | — | — | 43,249 | — | plan? |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:46 pm EDT | Tina S ObutSVP, Corporate Reserves | 12,500 | — | — | 58,665 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2026 CSForm 4 → | Aug 7, 5:45 pm EDT | Gen IV Investment Opportunities, LLC +310% Owner | 27,156 | — | — | 0 | — | |
| Jul 15, 2026 AForm 4 → | Jul 17, 5:15 pm EDT | Daniel P RohlingChief Operating Officer | 256,887 | — | — | 256,887 | — | |
| Jul 15, 2026 AForm 4 → | Jul 17, 5:14 pm EDT | Matthew SteeleChief Executive Officer | 283,100 | — | — | 283,100 | — | |
| Jul 15, 2026 AForm 4 → | Jul 17, 5:13 pm EDT | Walter R MayerSVP, General Counsel | 83,880 | — | — | 83,880 | — | |
| Jul 15, 2026 AForm 4 → | Jul 17, 5:11 pm EDT | Charles E MartinVP, Controller | 68,154 | — | — | 68,154 | — | |
| Jun 18, 2026 MForm 4 → | Jun 23, 7:34 pm EDT | Daniel P RohlingChief Operating Officer | 26,564 | — | — | 0 | — | |
| Jun 18, 2026 MForm 4 → | Jun 23, 7:32 pm EDT | Walter R MayerSVP, General Counsel | 8,855 | — | — | 0 | — | |
| Aug 15, 2018 SForm 4 → | Aug 15, 9:11 pm EDT | ARES MANAGEMENT LLC +6Director, 10% Owner | 8,095 | $0.10 | $810 | 332,811 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:06 pm EST | Leah R. KasparekSVP, HR & Administration | 52,300 | — | — | 52,300 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:05 pm EST | Tina S ObutSVP, Corporate Reserves | 60,400 | — | — | 60,400 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:05 pm EST | Quentin R HicksEVP, Finance and IR | 71,700 | — | — | 71,700 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:04 pm EST | David S ElkouriEVP and CLO | 100,600 | — | — | 100,600 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:03 pm EST | Jon C. WrightEVP & COO | 100,600 | — | — | 100,600 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:03 pm EST | Mark MizeEVP, CFO and Treasurer | 100,600 | — | — | 100,600 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:02 pm EST | Stephen W HerodEVP, Corporate Development | 113,200 | — | — | 113,200 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 6:02 pm EST | Floyd C WilsonChairman, CEO & President | 241,500 | — | — | 241,500 | — | |
| Sep 28, 2017 SForm 4/A → | Oct 10, 6:04 am EDT | FRANKLIN RESOURCES INC10% Owner | 11,650 | $0.55 | $6,408 | 415,208 | — | |
| May 10, 2017 SForm 4 → | May 11, 4:47 pm EDT | FRANKLIN RESOURCES INC10% Owner | 1,165 | $1.00 | $1,165 | 426,858 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:46 pm EDT | Tina S ObutSVP, Corporate Reserves | 25,000 | — | — | 25,000 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:45 pm EDT | Quentin R HicksSVP, Finance and Investor Rela | 108,333 | — | — | 108,333 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:44 pm EDT | Jon C. WrightEVP, Operations | 133,333 | — | — | 133,333 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:43 pm EDT | Leah R. KasparekSVP, Human Resources | 25,000 | — | — | 25,000 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:42 pm EDT | Joseph S Rinando IIISVP, CAO and Controller | 41,667 | — | — | 41,667 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:38 pm EDT | David S ElkouriEVP and CLO | 162,500 | — | — | 162,500 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:37 pm EDT | Mark MizeEVP, CFO and Treasurer | 162,500 | — | — | 162,500 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:35 pm EDT | Stephen W HerodEVP, Corporate Development | 162,500 | — | — | 162,500 | — | |
| Apr 11, 2017 AForm 4 → | Apr 13, 6:34 pm EDT | Floyd C WilsonChairman, CEO & President | 620,835 | — | — | 620,835 | — | |
| Mar 9, 2017 JSForm 4 → | Apr 11, 1:50 pm EDT | FRANKLIN RESOURCES INC10% Owner | 11,068 | $1.75 | $18,349 | 428,023 | — | late |
| Feb 27, 2017 CPForm 4 → | Mar 1, 5:05 pm EST | ARES MANAGEMENT LLC +6Director, 10% Owner | 552 | — | — | 0 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:56 pm EST | Jon C. WrightEVP, Operations | 172 | — | — | 172 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:55 pm EST | Leah R. KasparekSVP, Human Resources | 172 | — | — | 172 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:54 pm EST | Tina S ObutSVP, Corporate Reserves | 1,292 | — | — | 1,292 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:53 pm EST | Joseph S Rinando IIISVP, CAO and Controller | 129 | — | — | 129 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:52 pm EST | Floyd C WilsonChairman, CEO & President | 42,509 | — | — | 1,557 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:50 pm EST | David S ElkouriEVP and CLO | 1,722 | — | — | 1,722 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:49 pm EST | Mark MizeEVP, CFO and Treasurer | 4,306 | — | — | 4,306 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:48 pm EST | Stephen W HerodEVP, Corporate Development | 6,029 | — | — | 6,029 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:46 pm EST | James W ChristmasDirector | 6,029 | — | — | 6,029 | — | |
| Nov 18, 2016 JForm 4 → | Nov 21, 8:45 pm EST | Thomas R FullerDirector | 1,722 | — | — | 1,722 | — | |
| Sep 12, 2016 AForm 4/A → | Nov 21, 8:51 pm EST | Floyd C WilsonChairman, CEO & President | 1,862,500 | — | — | 1,862,500 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 7:06 pm EDT | Floyd C WilsonChairman, CEO & President | 1,837,500 | — | — | 1,837,500 | — | amended |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:23 pm EDT | Jon C. WrightEVP, Operations | 400,000 | — | — | 400,000 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:23 pm EDT | Joseph S Rinando IIISVP, CAO and Controller | 125,000 | — | — | 125,000 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:22 pm EDT | Tina S ObutSVP, Corporate Reserves | 75,000 | — | — | 75,000 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:21 pm EDT | Mark MizeEVP, CFO and Treasurer | 487,500 | — | — | 487,500 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:20 pm EDT | Leah R. KasparekSVP, Human Resources | 75,000 | — | — | 75,000 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:20 pm EDT | Quentin R HicksSVP, Finance and Investor Rela | 325,000 | — | — | 325,000 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:19 pm EDT | Stephen W HerodEVP, Corporate Development | 487,500 | — | — | 487,500 | — | |
| Sep 12, 2016 AForm 4/A → | Sep 22, 4:18 pm EDT | David S ElkouriEVP and CLO | 487,500 | — | — | 487,500 | — | |
| Sep 12, 2016 AForm 4 → | Sep 13, 6:15 pm EDT | Leah R. KasparekSVP, Human Resources | 75,000 | — | — | 75,000 | — | |
| Sep 12, 2016 AForm 4 → | Sep 13, 6:14 pm EDT | Quentin R HicksSVP, Finance and Investor Rela | 325,000 | — | — | 325,000 | — | |
| Sep 12, 2016 AForm 4 → | Sep 13, 6:13 pm EDT | Tina S ObutSVP, Corporate Reserves | 75,000 | — | — | 75,000 | — | |
| Sep 12, 2016 AForm 4 → | Sep 13, 6:12 pm EDT | Joseph S Rinando IIISVP, CAO and Controller | 125,000 | — | — | 125,000 | — | |
| Sep 12, 2016 AForm 4 → | Sep 13, 6:12 pm EDT | Jon C. WrightEVP, Operations | 400,000 | — | — | 400,000 | — | |
| Sep 9, 2016 JForm 4 → | Sep 13, 9:13 pm EDT | CANADA PENSION PLAN INVESTMENT BOARD +1Other | 40,000 | — | — | 0 | — | |
| Sep 9, 2016 JForm 4 → | Sep 13, 7:16 pm EDT | ARES MANAGEMENT LLC +6Director, 10% Owner | 340,906 | — | — | 340,906 | — | |
| Sep 9, 2016 AJForm 4 → | Sep 13, 6:22 pm EDT | Floyd C WilsonChairman, CEO & President | 1,840,830 | — | — | 1,165 | — | |
| Sep 9, 2016 JForm 4 → | Sep 13, 6:21 pm EDT | David B MillerDirector | 37,614,036 | — | — | 947,369 | — | |
| Sep 9, 2016 AJForm 4 → | Sep 13, 6:17 pm EDT | David S ElkouriEVP and CLO | 487,600 | — | — | 487,500 | — | |
| Sep 9, 2016 AJForm 4 → | Sep 13, 6:11 pm EDT | Mark MizeEVP, CFO and Treasurer | 487,700 | — | — | 487,500 | — | |
| Sep 9, 2016 AJForm 4 → | Sep 13, 6:10 pm EDT | Stephen W HerodEVP, Corporate Development | 487,650 | — | — | 487,500 | — | |
| Sep 9, 2016 JForm 4 → | Sep 13, 6:09 pm EDT | James W ChristmasDirector | 2,000 | — | — | 0 | — | |
| Dec 7, 2015 GForm 4 → | Dec 21, 8:04 am EST | David S ElkouriEVP, Corp Strategy and CLO | 100 | $1,000.00 | $100,000 | 0 | — | late |
| Dec 3, 2015 AForm 4 → | Dec 7, 4:34 pm EST | Joseph S Rinando IIISVP, CAO and Controller | 300,079 | — | — | 300,079 | — | |
| Dec 3, 2015 AForm 4 → | Dec 7, 4:33 pm EST | Tina S ObutSVP, Corporate Reserves | 300,079 | — | — | 300,079 | — | |
| Dec 3, 2015 AForm 4 → | Dec 7, 4:31 pm EST | Leah R. KasparekSVP, Human Resources | 252,419 | — | — | 252,419 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:31 pm EST | Charles E Cusack IIIEVP, Chief Operating Officer | 385,463 | — | — | 385,463 | — | amended |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:20 pm EST | Stephen W HerodPresident | 450,991 | — | — | 450,991 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:16 pm EST | Mark MizeEVP, CFO and Treasurer | 447,137 | — | — | 447,137 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:10 pm EST | Floyd C WilsonChairman and CEO | 1,238,987 | — | — | 1,238,987 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:07 pm EST | David S ElkouriEVP, Corp Strategy and CLO | 355,176 | — | — | 355,176 | — | |
| Feb 26, 2015 AForm 4 → | Mar 2, 5:03 pm EST | Larry L HelmEVP, Corporate Affairs | 340,721 | — | — | 340,721 | — | |
| Feb 8, 2012 HPForm 4 → | May 8, 2015, 4:52 pm EDT | David B MillerDirector | 73,333,334 | — | — | 36,666,667 | — | late |
| Feb 8, 2012 HPForm 4 → | May 8, 2015, 4:30 pm EDT | HALRES LLC +310% Owner | 73,333,334 | — | — | 36,666,667 | — | late |