SEC Form 4 · accession 0001225208-17-017764
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | S | 120,791 | $6.6661 | D | 20,488,580 | I | See Footnote |
| Common StockF1 | Nov 29, 2017 | S | 31,752 | $6.7084 | D | 20,456,828 | I | See Footnote |
| Common StockF1 | Nov 29, 2017 | S | 78,100 | $6.6949 | D | 20,378,728 | I | See Footnote |
| Common StockF1 | Nov 29, 2017 | S | 99,100 | $6.645 | D | 20,279,628 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt