SEC Form 4 · accession 0001225208-17-011397
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2017 | S | 10,000 | $6.07 | D | 33,652,321 | I | See Footnote |
| Common StockF1 | Jun 13, 2017 | S | 12,500 | $6.095 | D | 33,639,821 | I | See Footnote |
| Common StockF1 | Jun 13, 2017 | S | 25,200 | $6.0727 | D | 33,614,621 | I | See Footnote |
| Common StockF1 | Jun 13, 2017 | S | 250,000 | $6.09 | D | 33,364,621 | I | See Footnote |
| Common StockF1 | Jun 13, 2017 | S | 420,173 | $6.0803 | D | 32,944,448 | I | See Footnote |
| Common StockF1 | Jun 14, 2017 | S | 11,300 | $5.7841 | D | 32,933,148 | I | See Footnote |
| Common StockF1 | Jun 14, 2017 | S | 17,000 | $5.8871 | D | 32,916,148 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt