SEC Form 4 · accession 0001225208-17-015081
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Sep 14, 2017
Accepted (ET)
Sep 18, 2017 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2017 | S | 250,000 | $6.5519 | D | 30,031,150 | I | See Footnote |
| Common StockF1 | Sep 14, 2017 | S | 250,000 | $6.4878 | D | 29,781,150 | I | See Footnote |
| Common StockF1 | Sep 15, 2017 | S | 63,211 | $6.3637 | D | 29,717,939 | I | See Footnote |
| Common StockF1 | Sep 15, 2017 | S | 69,000 | $6.3666 | D | 29,648,939 | I | See Footnote |
| Common StockF1 | Sep 15, 2017 | S | 197,789 | $6.2355 | D | 29,451,150 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt