SEC Form 4 · accession 0001225208-18-000516
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | S | 39,400 | $8.055 | D | 19,464,997 | I | See Footnote |
| Common StockF1 | Jan 2, 2018 | S | 100,000 | $7.7501 | D | 19,364,997 | I | See Footnote |
| Common StockF1 | Jan 2, 2018 | S | 228,369 | $7.9219 | D | 19,136,628 | I | See Footnote |
| Common StockF1 | Jan 3, 2018 | S | 10,900 | $8.27 | D | 19,125,728 | I | See Footnote |
| Common StockF1 | Jan 3, 2018 | S | 18,000 | $8.2194 | D | 19,107,728 | I | See Footnote |
| Common StockF1 | Jan 3, 2018 | S | 78,300 | $8.3122 | D | 19,029,428 | I | See Footnote |
| Common StockF1 | Jan 3, 2018 | S | 233,204 | $8.2959 | D | 18,796,224 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt