SEC Form 4 · accession 0001225208-17-016026
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Oct 3, 2017
Accepted (ET)
Oct 5, 2017 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2017 | S | 400,000 | $6.8641 | D | 27,207,728 | I | See Footnote |
| Common StockF1 | Oct 4, 2017 | S | 20,000 | $6.7254 | D | 27,187,728 | I | See Footnote |
| Common StockF1 | Oct 4, 2017 | S | 80,000 | $6.5817 | D | 27,107,728 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt