SEC Form 4 · accession 0001209191-15-083760
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leah R. Kasparek
Officer — SVP, Human Resources
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | A | 128,280 | $0.00 | A | 362,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy)F1 | $0.5523 | Dec 3, 2015 | A | 252,419 | A | — | Dec 3, 2025 | Common Stock | 252,419 | 252,419 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning December 3, 2016.