SEC Form 4 · accession 0001225208-17-015333
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2017 | S | 225,000 | $6.6424 | D | 28,225,828 | I | See Footnote |
| Common StockF1 | Sep 26, 2017 | S | 225,000 | $6.6778 | D | 28,000,828 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt