Form4insider filings, from the source

SEC Form 4 · accession 0001104659-18-009140

BATTALION OIL CORP · BATL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
ARES MANAGEMENT LP
Director · 10% Owner
ARES MANAGEMENT LLC
Director · 10% Owner
Ares Management Holdings L.P.
Director · 10% Owner
Ares Partners Holdco LLC
Director · 10% Owner
Ares Management GP LLC
Director · 10% Owner
Ares Holdings Inc.
Director · 10% Owner
Ares Holdco LLC
Director · 10% Owner
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $0.0001 par valueF1,F2,F3,F4,F5,F6,F7Feb 9, 2018P1,113,466$6.90A21,855,284ISee footnotes
Common Stock, $0.0001 par valueholding———53,114D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

Ares Management LLC and its affiliates designated three individuals who were appointed to the board of directors of the Issuer on September 9, 2016. Accordingly, Ares Management LLC and its affiliates listed hereon may be deemed to be a director by deputization.