SEC Form 4 · accession 0001225208-17-017340
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | S | 113,812 | $7.1082 | D | 22,993,916 | I | See Footnote |
| Common StockF1 | Nov 13, 2017 | S | 186,188 | $7.0911 | D | 22,807,728 | I | See Footnote |
| Common StockF1 | Nov 14, 2017 | S | 300,000 | $6.9561 | D | 22,507,728 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt