SEC Form 4/A · accession 0001209191-16-151514
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Floyd C Wilson
Officer — Chairman, CEO & President
Period of report
Sep 12, 2016
Accepted (ET)
Nov 21, 2016 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | A | 931,250 | $0.00 | A | 966,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $9.24 | Sep 12, 2016 | A | 1,862,500 | A | — | Sep 12, 2026 | Common Stock | 1,862,500 | 1,862,500 | D |
Explanation of responses
- F1The original Form 4 filing stated that the reporting person received an award of 918,750 shares of restricted stock.
- F2The original Form 4 filing stated that the reporting person received an award of 1,837,500 stock options.
- F3The option vests in three equal annual installments beginning September 12, 2017.