SEC Form 4 · accession 0001225208-18-001764
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | S | 435,010 | $8.4427 | D | 15,107,728 | I | See Footnote |
| Common StockF1 | Jan 26, 2018 | S | 77,571 | $8.6007 | D | 15,030,157 | I | See Footnote |
| Common StockF1 | Jan 26, 2018 | S | 500,000 | $8.60 | D | 14,530,157 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt