SEC Form 4 · accession 0001225208-17-015153
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2017 | S | 30,000 | $6.2675 | D | 29,421,150 | I | See Footnote |
| Common StockF1 | Sep 18, 2017 | S | 38,700 | $6.455 | D | 29,382,450 | I | See Footnote |
| Common StockF1 | Sep 18, 2017 | S | 311,300 | $6.3864 | D | 29,071,150 | I | See Footnote |
| Common StockF1 | Sep 19, 2017 | S | 35,485 | $6.2954 | D | 29,035,665 | I | See Footnote |
| Common StockF1 | Sep 19, 2017 | S | 68,944 | $6.2463 | D | 28,966,721 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt