SEC Form 4 · accession 0001209191-18-016816
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Quentin R Hicks
Officer — EVP, Finance and IR
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 74,260 | $0.00 | A | 255,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $5.65 | Mar 1, 2018 | A | 71,700 | A | — | Mar 1, 2028 | Common Stock | 71,700 | 71,700 | D |
Explanation of responses
- F1The restricted stock award vests in three equal annual installments beginning March 1, 2019.
- F2The option vests in three equal annual installments beginning March 1, 2019.