SEC Form 4 · accession 0001225208-17-014328
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2017 | S | 23,000 | $6.0212 | D | 31,816,148 | I | See Footnote |
| Common StockF1 | Aug 22, 2017 | S | 68,387 | $6.0133 | D | 31,747,761 | I | See Footnote |
| Common StockF1 | Aug 23, 2017 | S | 59,000 | $6.2663 | D | 31,688,761 | I | See Footnote |
| Common StockF1 | Aug 23, 2017 | S | 130,000 | $6.1097 | D | 31,558,761 | I | See Footnote |
| Common StockF1 | Aug 23, 2017 | S | 142,613 | $6.1186 | D | 31,416,148 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt