SEC Form 4 · accession 0001225208-17-017062
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Nov 6, 2017
Accepted (ET)
Nov 8, 2017 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | S | 50,000 | $7.065 | D | 25,057,728 | I | See Footnote |
| Common StockF1 | Nov 6, 2017 | S | 99,300 | $7.0831 | D | 24,958,428 | I | See Footnote |
| Common StockF1 | Nov 6, 2017 | S | 210,700 | $7.047 | D | 24,747,728 | I | See Footnote |
| Common StockF1 | Nov 7, 2017 | S | 110,775 | $6.8849 | D | 24,636,953 | I | See Footnote |
| Common StockF1 | Nov 7, 2017 | S | 129,225 | $6.8185 | D | 24,507,728 | I | See Footnote |
| Common StockF1 | Nov 7, 2017 | S | 400,000 | $6.9886 | D | 24,107,728 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt