SEC Form 4 · accession 0001225208-17-018573
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
FRANKLIN RESOURCES INC
10% Owner
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | S | 28,554 | $7.6579 | D | 20,079,174 | I | See Footnote |
| Common StockF1 | Dec 11, 2017 | S | 250,000 | $7.715 | D | 19,829,174 | I | See Footnote |
| Common StockF1 | Dec 12, 2017 | S | 55,446 | $7.70 | D | 19,773,728 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein.
Remarks
ex99-1.txt, ex99-2.txt