SEC Form 4 · accession 0001209191-17-053094
BATTALION OIL CORP · BATL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Quentin R Hicks
Officer — SVP, Finance and IR
Period of report
Sep 12, 2017
Accepted (ET)
Sep 18, 2017 · 7:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | F | 22,221 | $6.24 | D | 196,207 | D | |
| Common Stock | Sep 12, 2017 | F | 14,814 | $6.24 | D | 181,393 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant.
- F2Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant.