Form4insider filings, from the source

SEC Form 4 · accession 0001104659-18-052345

BATTALION OIL CORP · BATL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
ARES MANAGEMENT LP
Director · 10% Owner
ARES MANAGEMENT LLC
Director · 10% Owner
Ares Management Holdings L.P.
Director · 10% Owner
Ares Partners Holdco LLC
Director · 10% Owner
Ares Management GP LLC
Director · 10% Owner
Ares Holdings Inc.
Director · 10% Owner
Ares Holdco LLC
Director · 10% Owner
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282648

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $0.0001 par valueF2,F12,F13,F14Aug 13, 2018S150,000$3.91D21,705,284ISee Footnotes
Common Stock, $0.0001 par valueF3,F12,F13,F14Aug 13, 2018S200,000$3.89D21,505,284ISee Footnotes
Common Stock, $0.0001 par valueF4,F12,F13,F14Aug 14, 2018S258,602$3.89D21,246,682ISee Footnotes
Common Stock, $0.0001 par valueF5,F12,F13,F14Aug 14, 2018S100,000$3.83D21,146,682ISee Footnotes
Common Stock, $0.0001 par valueF6,F7,F8,F12,F13,F14Aug 15, 2018S277,674$3.64D20,869,008ISee Footnotes
Common Stock, $0.0001 par valueholding———86,857D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Warrants to Purchase Common StockF10,F11,F12,F13,F14,F9$14.04Aug 15, 2018S8,095DSep 9, 2016Sep 9, 2020Common Stock, $0.0001 par value8,095332,811I

Explanation of responses

Remarks

Ares Management LLC and its affiliates designated three individuals who were appointed to the board of directors of the Issuer on September 9, 2016. Accordingly, Ares Management LLC and its affiliates listed hereon may be deemed to be a director by deputization.