Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 9, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

166 filings · trading day Nov 9, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 6, 2018 AForm 4 →	Nov 8, 4:28 pm EST	MITEK SYSTEMS INCMITK	Scipio Maximus CarnecchiaCEO & Director, Director	972,179	$9.50	$9,235,701	972,179	—
Nov 7, 2018 MForm 4 →	Nov 9, 11:56 am EST	AUTOMATIC DATA PROCESSING INCADP	Carlos A RodriguezPresident & CEO	101,620	$83.08	$8,442,763	49,392	—
Nov 1, 2018 AForm 4 →	Nov 8, 9:09 pm EST	MONARCH CASINO & RESORT INCMCRI	John FarahiCEO, Director, 10% Owner	66,666	$39.82	$2,654,640	533,334	—	late
May 31, 2018 MForm 4/A →	Nov 9, 11:44 am EST	RBB BancorpRBB	Yee Phong ThianPresident/CEO	150,000	$9.29	$1,393,725	232,011	—
Aug 31, 2018 MForm 4/A →	Nov 9, 11:45 am EST	RBB BancorpRBB	Yee Phong ThianPresident/CEO	150,000	$9.29	$1,393,725	82,011	—
Nov 1, 2018 AForm 4 →	Nov 8, 9:53 pm EST	MONARCH CASINO & RESORT INCMCRI	Bob FarahiPresident, Director	33,334	$39.82	$1,327,360	233,336	—	late
Feb 16, 2018 MForm 4/A →	Nov 9, 11:42 am EST	RBB BancorpRBB	Simon PangEVP	110,287	$9.29	$1,024,732	0	—
Feb 16, 2018 MForm 4/A →	Nov 9, 11:40 am EST	RBB BancorpRBB	Vincent LiuEVP	107,900	$9.29	$1,002,553	13,106	—
Nov 1, 2018 MForm 4/A →	Nov 9, 11:46 am EST	RBB BancorpRBB	Yee Phong ThianPresident/CEO	103,537	$9.29	$962,014	0	—
Nov 6, 2018 CMForm 4 →	Nov 8, 5:10 pm EST	FIRST DATA CORPFDC	Barry C McCarthySee remarks	229,953	$13.64	$794,091	14,467	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:04 pm EST	NEUROCRINE BIOSCIENCES INCNBIX	Haig P. BozigianChief Development Officer	38,819	$18.29	$710,131	54,048	—
Feb 9, 2018 MForm 4/A →	Nov 9, 11:40 am EST	RBB BancorpRBB	Vincent LiuEVP	50,000	$9.29	$464,575	121,006	—
Nov 6, 2018 MForm 4 →	Nov 8, 8:35 pm EST	BJs RESTAURANTS INCBJRI	Kendra D MillerSr. VP & General Counsel	11,524	$37.36	$430,572	2,768	—
May 4, 2018 MForm 4/A →	Nov 9, 11:43 am EST	RBB BancorpRBB	Simon PangEVP	35,000	$11.15	$390,243	86,078	—
Nov 6, 2018 AForm 4 →	Nov 8, 6:53 pm EST	ATMOS ENERGY CORPATO	Kim R CocklinExecutive Chairman, Director	3,623	$94.18	$341,214	56,774	—
Nov 6, 2018 AForm 4 →	Nov 8, 6:59 pm EST	ATMOS ENERGY CORPATO	Michael E HaefnerPRESIDENT & CEO, Director	3,592	$94.18	$338,295	32,901	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:20 pm EST	CBS CORPCBS, CBS.A	Gary L CountrymanDirector	5,093	$57.30	$291,829	0	—
Nov 8, 2018 CForm 4 →	Nov 8, 4:56 pm EST	FlexShopper, Inc.FPAY	Harold Russell Heiser Jr.CFO	301,487	$0.93	$280,383	306,487	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:03 pm EST	NEUROCRINE BIOSCIENCES INCNBIX	Malcolm Lloyd-SmithChief Regulatory Officer	9,000	$15.45	$139,050	9,956	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:30 pm EST	BRINKER INTERNATIONAL INCEAT	Michaela M WareVP Finance, IR & Treasurer	3,500	$21.79	$76,265	0	—
Nov 8, 2018 AForm 4 →	Nov 9, 12:27 pm EST	OLIN CORPOLN	Scott McDougald SuttonDirector	2,822	$21.35	$60,236	2,822	—
May 9, 2018 MForm 4/A →	Nov 9, 11:41 am EST	RBB BancorpRBB	Vincent LiuEVP	6,199	$9.29	$57,598	0	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:47 pm EST	Gannett Co., Inc.GCI	John Jeffry LouisDirector	5,304	$10.37	$55,000	61,936	—
Jun 4, 2018 MForm 4/A →	Nov 9, 12:37 pm EST	RBB BancorpRBB	Tsu Te HuangEVP	4,000	$11.15	$44,600	0	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:44 pm EST	Gannett Co., Inc.GCI	Donald E FelsingerDirector	2,893	$10.37	$30,000	67,319	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:42 pm EST	Gannett Co., Inc.GCI	Tony A ProphetDirector	2,411	$10.37	$25,000	58,521	—
Nov 8, 2018 AForm 4 →	Nov 9, 10:43 am EST	Exterran CorpEXTN	John Patrick RyanDirector	911	$22.77	$20,743	10,614	—
Nov 6, 2018 AForm 4 →	Nov 8, 5:18 pm EST	Houston Wire & Cable COHWCC	Roy W HaleyDirector	2,847	$6.06	$17,253	2,847	—
Nov 8, 2018 AForm 4 →	Nov 9, 10:47 am EST	Exterran CorpEXTN	Ieda Gomes YellDirector	680	$22.77	$15,484	11,790	—
Nov 8, 2018 AForm 4 →	Nov 9, 12:19 pm EST	OLIN CORPOLN	Donald W BogusDirector	703	$21.35	$15,006	31,637	—
Nov 7, 2018 PForm 4 →	Nov 8, 4:55 pm EST	FlexShopper, Inc.FPAY	Ravi RadhakrishnanChief Risk Officer	60,000	$0.24	$14,400	255,000	—
Nov 8, 2018 AForm 4 →	Nov 9, 12:23 pm EST	OLIN CORPOLN	Earl L ShippDirector	586	$21.35	$12,508	11,255	—
Nov 6, 2018 AForm 4 →	Nov 8, 5:39 pm EST	Houston Wire & Cable COHWCC	William H SheffieldDirector	1,032	$6.06	$6,254	1,032	—
Nov 7, 2018 AForm 4 →	Nov 9, 10:47 am EST	ENCISION INCECIA	Patrick W PaceDirector	10,000	$0.32	$3,200	10,000	—
Nov 8, 2018 AForm 4 →	Nov 8, 7:04 pm EST	FRANKLIN RESOURCES INCBEN	Geoffrey Y YangDirector	47	$31.64	$1,500	21,959	—
Nov 8, 2018 AForm 4 →	Nov 8, 7:11 pm EST	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	47	$31.64	$1,500	23,619	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:00 pm EST	BRUKER CORPBRKR	William A LintonDirector	6,000	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:01 pm EST	COCA COLA COKO	Ed HaysSenior Vice President	45,400	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:02 pm EST	Vericel CorpVCEL	Dominick ColangeloPresident and CEO, Director	50,000	—	—	150,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:06 pm EST	APPIAN CORPAPPN	Christopher WintersGeneral Counsel	10,000	—	—	40,000	—
Nov 8, 2018 MForm 4 →	Nov 8, 4:06 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Ann TocioDirector	2,500	—	—	56,635	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:07 pm EST	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	10,000	—	—	40,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:08 pm EST	APPIAN CORPAPPN	Mark Steven LynchChief Financial Officer	10,000	—	—	40,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:09 pm EST	APPIAN CORPAPPN	Robert Charles KramerGeneral Manager, Director	10,000	—	—	40,000	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:11 pm EST	ConnectOne Bancorp, Inc.CNOB	Joseph Parisi Jr.Director	22,739	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:12 pm EST	MCDONALDS CORPMCD	Daniel HenryEVP - Chief Info. Officer	4,295	—	—	8,588	—
Nov 8, 2018 MForm 4 →	Nov 8, 4:12 pm EST	Quanterix CorpQTRX	Ernest OrticerioSVP Finance and Corporate Dev	10,000	—	—	22,783	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:18 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	David AltshulerEVP, Global Research and CSO	2,125	—	—	6,375	—
Nov 7, 2018 AForm 4 →	Nov 8, 4:19 pm EST	CALADRIUS BIOSCIENCES, INC.CLBS	Cynthia SchwalmDirector	12,269	—	—	12,269	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:24 pm EST	Mellanox Technologies, Ltd.MLNX	Amal M JohnsonDirector	5,714	—	—	5,714	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:26 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Stuart A ArbuckleEVP\Chief Commercial Officer	2,125	—	—	6,375	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:26 pm EST	CLOROX CO /DE/CLX	Diego J BarralSVP - GM, International	16,170	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:26 pm EST	CLOROX CO /DE/CLX	Dawn C WilloughbyEVP-COO	56,635	—	—	0	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:29 pm EST	MITEK SYSTEMS INCMITK	Michael E DiamondOther	60,626	—	—	60,626	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:29 pm EST	MITEK SYSTEMS INCMITK	Jason GrayGC, Secretary & Admin Officer	30,313	—	—	30,313	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:29 pm EST	MITEK SYSTEMS INCMITK	Karel J. MarsalChief Operating Officer	30,313	—	—	30,313	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:30 pm EST	MITEK SYSTEMS INCMITK	Stephen RitterChief Technology Officer	30,313	—	—	30,313	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:30 pm EST	CSS INDUSTRIES INCCSS	Keith W PfeilExec. VP and CFO	20,000	—	—	10,000	—
Nov 6, 2018 AForm 4 →	Nov 8, 4:31 pm EST	IMMERSION CORPIMMR	Thomas A LaceyInterim CEO, Director	20,000	—	—	20,000	—
Nov 8, 2018 MForm 4 →	Nov 8, 4:31 pm EST	Merck & Co., Inc.MRK	Roger M PerlmutterExe V-P & Pres, MRL	225,443	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:31 pm EST	Merck & Co., Inc.MRK	Julie L. GerberdingEVP Strat Comm, Gl Pub Policy	36,218	—	—	18,111	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:32 pm EST	STERIS plcSTE	Michael J TokichSr. Vice Pres., CFO	34,500	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:32 pm EST	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	2,450	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:35 pm EST	CDW CorpCDW	Christina M CorleySee Remarks	14,900	—	—	48,267	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:35 pm EST	Integer Holdings CorpITGR	Bill R SanfordDirector	11,169	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:36 pm EST	Alarm.com Holdings, Inc.ALRM	Steve ValenzuelaChief Financial Officer	15,000	—	—	50,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:38 pm EST	AMERICAN TOWER CORP /MA/AMT	Robert Joseph Meyer Jr.SVP, Finance & Corp Controller	44,959	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:41 pm EST	AEROJET ROCKETDYNE HOLDINGS, INC.AJRD	James H PerryDirector	7,355	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 8, 4:43 pm EST	Public StoragePSA	Gary E PruittDirector	5,000	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:46 pm EST	Intercontinental Exchange, Inc.ICE	Charles A ViceVice Chairman	35,000	—	—	75,390	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:53 pm EST	ECOLAB INC.ECL	Angela M BuschEVP - Corp & Bus Dev	2,000	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:54 pm EST	SELECT MEDICAL HOLDINGS CORPSEM	James S. Ely IIIDirector	9,000	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 4:54 pm EST	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	74,701	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:00 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	196,254	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:01 pm EST	Rexnord CorpRXN	Craig WehrGroup Ex., President-Zurn	7,500	—	—	14,964	—
Nov 6, 2018 AForm 4 →	Nov 8, 5:03 pm EST	JOINT CorpJYNT	Jake SingletonChief Financial Officer	35,000	—	—	35,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:03 pm EST	e.l.f. Beauty, Inc.ELF	Jonathan T. FieldmanSee Remarks	65,000	—	—	176,280	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:04 pm EST	Qorvo, Inc.QRVO	James L KleinVP and Pres. Infra. & Defense	2,094	—	—	0	—
Nov 7, 2018 AForm 4 →	Nov 8, 5:10 pm EST	TRINITY INDUSTRIES INCNYSE/TRN	John J. DiezDirector	2,902	—	—	2,902	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:10 pm EST	MARINEMAX INCHZO	Dean S WoodmanDirector	10,000	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:10 pm EST	SendGrid, Inc.SEND	Craig KaesSVP of Engineering	15,391	—	—	288,009	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:11 pm EST	MARINEMAX INCHZO	William H McGill Jr.Executive Chairman, Director	8,525	—	—	71,475	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:14 pm EST	Emergent BioSolutions Inc.EBS	Ronald RichardDirector	7,893	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:15 pm EST	SendGrid, Inc.SEND	Yanagawa Leandra FishmanSVP of Sales & Cust. Success	10,000	—	—	227,847	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:15 pm EST	STEWART INFORMATION SERVICES CORPSTC	John L KilleaChief Legal Officer	2,621	—	—	17,048	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:16 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Charles FabrikantExecutive Chairman and CEO, Director	59,932	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 5:20 pm EST	LIVEPERSON INCLPSN	Monica L. GreenbergEVP, General Counsel	17,000	—	—	0	—
Nov 6, 2018 JForm 4 →	Nov 8, 5:20 pm EST	Restaurant Brands International Inc.QSR	3G Restaurant Brands Holdings General Partner Ltd. +110% Owner	1,106,925	—	—	189,989,638	—
Nov 6, 2018 AForm 4 →	Nov 8, 5:22 pm EST	Myovant Sciences Ltd.MYOV	Frank TortiDirector	45,000	—	—	45,000	—
Nov 7, 2018 AForm 4 →	Nov 8, 5:26 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Stan KoyanagiDirector	3,446	—	—	1,621	—	amended
Nov 7, 2018 AForm 4 →	Nov 8, 5:26 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Yuichi NishigoriDirector	3,446	—	—	1,621	—	amended
Nov 7, 2018 AForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Byron G. WongDirector	3,446	—	—	1,621	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Bob SullivanEVP Sales Marketing BD	334	—	—	1,003	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Shlomi ArgasEVP, Product Segment	334	—	—	1,003	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Stanley SternDirector	4,972	—	—	1,621	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Dafna SharirDirector	4,320	—	—	1,621	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Isaac AngelCEO	8,715	—	—	30,900	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Ravit BarnivDirector	4,972	—	—	1,621	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	David GranotDirector	4,972	—	—	1,621	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:27 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Doron BlacharCFO	2,418	—	—	7,253	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:28 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Zvi KriegerE.V.P. Electricty Segment	334	—	—	1,003	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:28 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Todd C. FreelandDirector	5,932	—	—	2,431	—
Nov 7, 2018 AMForm 4 →	Nov 8, 5:28 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Dan FalkDirector	4,972	—	—	1,621	—
Nov 7, 2018 MForm 4 →	Nov 8, 5:28 pm EST	ORMAT TECHNOLOGIES, INC.ORA	Nir WolfE.V.P. Market Develop.	167	—	—	500	—
Nov 6, 2018 AForm 4 →	Nov 8, 5:37 pm EST	Denali Therapeutics Inc.DNLI	Jennifer E. CookDirector	50,044	—	—	50,044	—
Nov 8, 2018 AForm 4 →	Nov 8, 5:44 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	Joseph Ernest Root Jr.Director	750	—	—	750	—
Nov 8, 2018 AForm 4 →	Nov 8, 5:44 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	Judy T GravesDirector	750	—	—	750	—
Nov 8, 2018 AForm 4 →	Nov 8, 5:45 pm EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	William A PeckDirector	750	—	—	750	—
Nov 6, 2018 AForm 4 →	Nov 8, 6:06 pm EST	Rimini Street, Inc.RMNI	Anthony DeShazorSVP & Chief Client Officer	125,000	—	—	125,000	—
Nov 6, 2018 JForm 4 →	Nov 8, 6:07 pm EST	Restaurant Brands International Inc.QSR	Alexandre Van DammeDirector	1,013,247	—	—	3,872,142	—
Nov 6, 2018 JForm 4 →	Nov 8, 6:10 pm EST	Restaurant Brands International Inc.QSR	Paul J FribourgDirector	75,678	—	—	75,678	—
Oct 31, 2018 MForm 4 →	Nov 8, 6:11 pm EST	BG Staffing, Inc.BGSF	Dan HollenbachCFO and Secretary	7,500	—	—	2,446	—	late
Nov 6, 2018 MForm 4 →	Nov 8, 6:14 pm EST	TRIMBLE INC.TRMB	Bryn FosburghVice President	10,863	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:17 pm EST	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	850	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:18 pm EST	TRIMBLE INC.TRMB	Julie A ShepardVice President	3,060	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:23 pm EST	TRIMBLE INC.TRMB	Darryl R MatthewsSVP & Sector Head	2,550	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:25 pm EST	TRIMBLE INC.TRMB	James A KirklandSenior Vice President	8,075	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:26 pm EST	TRIMBLE INC.TRMB	Jurgen KliemVice President	5,712	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:27 pm EST	TRIMBLE INC.TRMB	Robert G PainterCFO	5,000	—	—	5,000	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:29 pm EST	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	32,107	—	—	0	—
Nov 6, 2018 CForm 4 →	Nov 8, 6:32 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	239,246	—	—	4,435,760	—
Nov 6, 2018 MForm 4 →	Nov 8, 6:51 pm EST	Builders FirstSource, Inc.BLDR	Floyd F ShermanDirector	46,512	—	—	0	—
Nov 6, 2018 MForm 4 →	Nov 8, 7:11 pm EST	EXP World Holdings, Inc.EXPI	Richard Stanwood MillerDirector	6,923	—	—	1,288,077	—
Nov 6, 2018 AMForm 4 →	Nov 8, 7:30 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Carlos S BoriSVP, Sales & Marketing	15,227	—	—	6,475	—
Nov 6, 2018 AMForm 4 →	Nov 8, 7:31 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Peter L GammelChief Technology Officer	5,920	—	—	3,237	—
Nov 6, 2018 AMForm 4 →	Nov 8, 7:32 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Liam GriffinPresident and CEO, Director	54,596	—	—	18,581	—
Nov 6, 2018 AMForm 4 →	Nov 8, 7:32 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Kris SennesaelSVP & Chief Financial Officer	15,711	—	—	6,475	—
Nov 6, 2018 AMForm 4 →	Nov 8, 7:33 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Robert John TerrySVP, Gen. Counsel & Secretary	9,577	—	—	4,047	—
Nov 8, 2018 MForm 4 →	Nov 8, 7:37 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	23,736	—
Nov 7, 2018 MForm 4 →	Nov 8, 8:07 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Robert J MossDirector	5,001	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 9, 6:03 am EST	Yum China Holdings, Inc.YUMC	Angela AiChief Development Officer	17,127	—	—	0	—
Nov 2, 2018 AForm 4/A →	Nov 9, 7:11 am EST	Akoustis Technologies, Inc.AKTS	Arthur GeissDirector	10,000	—	—	10,000	—
Nov 7, 2018 MForm 4 →	Nov 9, 8:05 am EST	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	6,800	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 9:21 am EST	VICOR CORPVICR	Barry KelleherDirector	727	—	—	17,667	—
Nov 8, 2018 CForm 4 →	Nov 9, 9:37 am EST	Spark Energy, Inc.SPKE	W Keith Maxwell III +2Director, 10% Owner	685,126	—	—	20,800,000	—
Nov 7, 2018 FMForm 4 →	Nov 9, 10:33 am EST	Cardtronics plcCATM	Brian Joseph BaileyManaging Dir - North America	5,201	—	—	16,498	—
Nov 8, 2018 MForm 4 →	Nov 9, 10:47 am EST	TORCHMARK CORPTMK	Frank M SvobodaEVP & CFO	12,375	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 10:54 am EST	1 800 FLOWERS COM INCFLWS	Christopher G McCannCEO and President, Director, 10% Owner	25,000	—	—	620,000	—
Nov 8, 2018 MForm 4 →	Nov 9, 11:00 am EST	REINSURANCE GROUP OF AMERICA INCRGA	Todd C LarsonSEVP, Chief Financial Officer	4,500	—	—	4,836	—
Nov 8, 2018 AForm 4 →	Nov 9, 11:06 am EST	ALLIED HEALTHCARE PRODUCTS INCAHPI	John D WeilDirector, 10% Owner	750	—	—	750	—
Nov 7, 2018 MForm 4 →	Nov 9, 11:58 am EST	CNA FINANCIAL CORPCNA	Larry A. HaefnerEVP & Chief Actuary	15,000	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 11:59 am EST	Adtalem Global Education Inc.ATGE	Donna JenningsSenior Vice President,	6,875	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 9, 12:05 pm EST	SIERRA BANCORPBSRR	Albert L BerraDirector	2,500	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 12:17 pm EST	Adtalem Global Education Inc.ATGE	Patrick J UnzickerSenior Vice President, Chief F	1,975	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 12:20 pm EST	Adtalem Global Education Inc.ATGE	Christopher C NashSVP, Chief Information Officer	28,161	—	—	0	—
Nov 7, 2018 MForm 4 →	Nov 9, 12:30 pm EST	TRECORA RESOURCESTREC	Joseph P. PalmDirector	40,000	—	—	18,829	—
Nov 8, 2018 MForm 4 →	Nov 9, 12:43 pm EST	YUM BRANDS INCYUM	Roger G. EatonCEO, KFC	120,564	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 9, 1:04 pm EST	ConnectOne Bancorp, Inc.CNOB	Laura CriscioneEVP & Chief Compliance Officer	9,118	—	—	0	—
Sep 30, 2018 AForm 4 →	Nov 9, 2:03 pm EST	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	157	—	—	2,193	—	late
Nov 7, 2018 AForm 4 →	Nov 9, 2:08 pm EST	READING INTERNATIONAL INCRDI	Guy W AdamsDirector	4,602	—	—	4,602	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:11 pm EST	READING INTERNATIONAL INCRDI	Michael J. WrotniakDirector	4,602	—	—	4,602	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:13 pm EST	READING INTERNATIONAL INCRDI	Douglas James McEachernDirector	4,602	—	—	4,602	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:15 pm EST	READING INTERNATIONAL INCRDI	Judy Bond CoddingDirector	4,602	—	—	4,602	—
Nov 7, 2018 AForm 4 →	Nov 9, 2:22 pm EST	READING INTERNATIONAL INCRDI	Edward Lewis KaneDirector	4,602	—	—	4,602	—
Oct 24, 2018 AForm 4 →	Nov 9, 2:30 pm EST	VIVOS INCRDGL	Leonard Bruce JolliffCHIEF FINANCIAL OFFICER	29,593,168	—	—	29,593,168	—	late
Nov 7, 2018 MForm 4 →	Nov 9, 2:43 pm EST	Houghton Mifflin Harcourt CoHMHC	Amy DunkinSee remarks.	1,736	—	—	3,472	—
Nov 7, 2018 MForm 4 →	Nov 9, 2:44 pm EST	Houghton Mifflin Harcourt CoHMHC	Matthew M. FieldsSee remarks.	4,340	—	—	8,681	—
Nov 7, 2018 MForm 4 →	Nov 9, 2:44 pm EST	Houghton Mifflin Harcourt CoHMHC	James P. ONeillSee remarks.	8,680	—	—	17,362	—
Nov 7, 2018 MForm 4 →	Nov 9, 2:45 pm EST	Houghton Mifflin Harcourt CoHMHC	Alejandro ReyesSee remarks.	1,736	—	—	3,472	—
Nov 8, 2018 MForm 4 →	Nov 9, 2:46 pm EST	MASCO CORP /DE/MAS	Richard A ManoogianDirector	50,000	—	—	100,000	—
Nov 8, 2018 MForm 4 →	Nov 9, 3:14 pm EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	Jane W McCahonSVP Corp Relations & Corp Sec	23,567	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 9, 3:18 pm EST	Zayo Group Holdings, Inc.ZAYO	Yancey L. SpruillDirector	1,237	—	—	1,237	—
Nov 8, 2018 AForm 4 →	Nov 9, 3:20 pm EST	Zayo Group Holdings, Inc.ZAYO	Scott William DrakeDirector	1,155	—	—	1,155	—
Sep 30, 2018 AMForm 4 →	Nov 9, 3:34 pm EST	PROCTER & GAMBLE CoPG	Jeffrey K SchomburgerGlobal Sales Officer, CBD	47,905	—	—	0	—	late
Nov 8, 2018 MForm 4 →	Nov 9, 3:44 pm EST	LiveRamp Holdings, Inc.RAMP	James F. ArraPRESIDENT AND CCO	44,002	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 9, 3:50 pm EST	PROCTER & GAMBLE CoPG	Mary Theresa GrabowskiChief Human Resources Officer	16,712	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.