SEC Form 4 · accession 0001127602-18-032526
AEROJET ROCKETDYNE HOLDINGS, INC. · AJRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Perry
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040888
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2018 | M | 7,355 | $13.23 | A | 121,219 | D | |
| Common Stock | Nov 7, 2018 | D | 7,355 | $38.67 | D | 113,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $13.23 | Nov 7, 2018 | M | 7,355 | D | — | Apr 11, 2020 | Common Stock | 7,355 | 0 | D |
Explanation of responses
- F1The stock appreciation right vested in 50% increments on 10/11/13 and 4/11/14.