SEC Form 4 · accession 0001562180-18-004462
Quanterix Corp · QTRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Orticerio
Officer — SVP Finance and Corporate Dev
Period of report
Nov 8, 2018
Accepted (ET)
Nov 8, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001503274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2018 | M | 1,670 | $2.28 | A | 55,472 | D | |
| Common StockF2,F1 | Nov 8, 2018 | S | 1,670 | $17.9973 | D | 53,802 | D | |
| Common StockF1 | Nov 8, 2018 | M | 8,330 | $2.89 | A | 62,132 | D | |
| Common StockF3,F1 | Nov 8, 2018 | S | 8,330 | $17.4646 | D | 53,802 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.28 | Nov 8, 2018 | M | 1,670 | D | — | Feb 3, 2022 | Common Stock | 1,670 | 0 | D |
| Stock Option (Right to Buy)F4 | $2.89 | Nov 8, 2018 | M | 8,330 | D | — | May 21, 2023 | Common Stock | 8,330 | 22,783 | D |
Explanation of responses
- F1Includes 7,131 restricted stock units that vest as to 25% of the shares on May 10, 2019 and as to an additional 2.083% of the shares per month for 36 months thereafter.
- F2This transaction was executed in multiple trades at prices ranging from $17.87 to $18.16. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $17.15 to $17.93. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4All shares underlying the option have vested.