SEC Form 4 · accession 0001209191-18-057779
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H McGill Jr.
Officer — Executive Chairman · Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 6, 2018 | M | 8,525 | $7.48 | D | 269,515 | D | |
| Common stockF2,F3 | Nov 6, 2018 | S | 8,525 | $26.06 | D | 261,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $7.48 | Nov 6, 2018 | M | 8,525 | D | — | Nov 20, 2022 | Common Stock | 8,525 | 71,475 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $26.05 to $26.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Includes 157 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q1 of fiscal 2019.
- F41/36 of the total number of options granted vested and became exercisable on a monthly basis for a three-year period beginning on the date of grant of November 20, 2012.