SEC Form 4 · accession 0001209191-18-057776
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean S Woodman
Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2018 | M | 10,000 | $2.81 | A | 23,844 | D | |
| Common StockF2 | Nov 6, 2018 | S | 10,000 | $25.97 | D | 13,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.81 | Nov 6, 2018 | M | 10,000 | D | — | Nov 20, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold pursuant to a 10b5-1 Sales Plan.
- F2This transaction was executed in multiple trades at prices ranging from $25.95 to $26.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F31/12 of the total number of options granted vested and became exercisable on a monthly basis for a one-year period beginning on the date of the grant, November 20, 2008.