SEC Form 4 · accession 0000904314-18-000003
ALLIED HEALTHCARE PRODUCTS INC · AHPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Weil
Director · 10% Owner
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 60,520 | I | Trust | |
| Common Stock | holding | — | — | — | 90,513 | D | ||
| Common Stock | holding | — | — | — | 2,500 | I | IRA | |
| Common StockF2 | holding | — | — | — | 94,427 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 59,101 | I | Trust | |
| Common StockF4 | holding | — | — | — | 7,927 | I | Corporation | |
| Common StockF5 | holding | — | — | — | 137,736 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F6 | $2.13 | Nov 8, 2018 | A | 750 | A | Nov 8, 2019 | Nov 8, 2028 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $2.22 | holding | — | — | — | Nov 9, 2018 | Nov 9, 2027 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $2.26 | holding | — | — | — | Nov 10, 2017 | Nov 10, 2026 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $2.34 | holding | — | — | — | Nov 12, 2016 | Nov 12, 2025 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $3.16 | holding | — | — | — | Nov 13, 2015 | Nov 13, 2024 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $4.62 | holding | — | — | — | Nov 14, 2014 | Nov 14, 2023 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $5.18 | holding | — | — | — | Nov 8, 2013 | Nov 8, 2022 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $7.10 | holding | — | — | — | Nov 10, 2012 | Nov 10, 2021 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $8.68 | holding | — | — | — | Nov 11, 2011 | Nov 11, 2020 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $10.08 | holding | — | — | — | Nov 13, 2010 | Nov 13, 2019 | Common Stock | 750 | 750 | D |
| Option (right to buy)F6 | $8.10 | holding | — | — | — | Nov 13, 2009 | Nov 13, 2018 | Common Stock | 750 | 750 | D |
Explanation of responses
- F1Owned by trusts for which the reporting person acts as co-trustee and with respect to which the reporting person disclaims any economical benefit in such shares.
- F2The reporting person disclaims any economic benefit in such shares.
- F3Owned by a trust for the benefit of the reporting person and for which the reporting person acts as co-trustee.
- F4Owned by a corporation controlled by the reporting person.
- F5Owned by a family limited partnership of which the reporting person acts as one of several general partners. Number of shares includes all shares held by limited partnership. The reporting person disclaims beneficial ownership of shares held by the limited partnership in excess of the reporting person's proportionate interest as determined pursuant to Rule 16a-1(2)(ii)(B).
- F6Options may not be exercised for a period of one year from the date of the grant and thereafter are exercisable in full.