SEC Form 4 · accession 0001567619-18-005429
IMMERSION CORP · IMMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Lacey
Officer — Interim CEO · Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2018 | P | 6,000 | $9.50 | A | 37,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Nov 6, 2018 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1100% of the restricted stock units ("RSUs") will vest on October 24, 2019, subject to the Reporting Person's continued service through such vesting date. Of the RSUs reported, (a) 10,000 RSUs were granted in respect of the Reporting Person's service as a member of the Issuer's Board of Directors, and (b) 10,000 RSUs were granted in respect of the Reporting Person's service as Interim CEO.