SEC Form 4 · accession 0001127602-18-032589
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Joseph Bailey
Officer — Managing Dir - North America
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 7, 2018 | M | 3,622 | — | A | 7,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F4 | — | Nov 7, 2018 | F | 1,579 | D | — | — | Common Stock | 1,579 | 20,120 | D |
| Restricted Stock UnitsF2,F4 | — | Nov 7, 2018 | M | 3,622 | D | — | — | Common Stock | 3,622 | 16,498 | D |
| Stock OptionsF5 | $22.31 | holding | — | — | — | — | Mar 30, 2028 | Common Stock | 13,020 | 13,020 | D |
Explanation of responses
- F1Restricted Stock Units converted into common shares upon accelerated vesting as approved by the Compensation Committee of the Board.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
- F3Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.
- F4Restricted Stock Units granted on date of hire. Each Restricted Stock Unit converts to a share of common stock at the rate of 33% on November 7, 2017 through 2019.
- F5Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Stock Options are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common share. 33% of the total Stock Options granted become exercisable on January 31st of each of the 1st, 2nd and 3rd year following the grant year.