SEC Form 4 · accession 0001209191-18-057845
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | A | 9,271 | $0.00 | A | 65,828 | D | |
| Common StockF2 | Nov 7, 2018 | F | 4,597 | $82.65 | D | 61,231 | D | |
| Common StockF3 | Nov 7, 2018 | M | 6,194 | — | A | 67,425 | D | |
| Common StockF2 | Nov 7, 2018 | F | 3,071 | $82.65 | D | 64,354 | D | |
| Common StockF4 | holding | — | — | — | 11,945 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Nov 6, 2018 | A | 48,402 | A | — | — | Common Stock | 48,402 | 48,402 | D |
| Restricted Stock UnitsF3,F7 | — | Nov 7, 2018 | M | 6,194 | D | — | — | Common Stock | 6,194 | 18,581 | D |
Explanation of responses
- F1Represents 9,271 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/7/2017. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2018.
- F2Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F3Restricted stock units convert into shares of common stock on a one-for-one basis.
- F4This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2018.
- F5Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
- F6The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022.
- F7The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.